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ORD 1996-24 - Amend Personnel Rules 12-17-1996ORDINANCE NO. 96-24 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF HUNTSVILLE, TEXAS, AMENDING ITS PERSONNEL RULES; AND MAKING OTHER FINDINGS AND PROVISIONS RELATED THERETO. WHEREAS the City desires to amend its Personnel Rules to comply with the ever changing requirements of state and federal law; and WHEREAS the City desires to amend its Personnel Rules to assist its managers in the orderly conduct of the City; NOW, THEREFORE, BE IT ORDAINED BY THE CITY OF HUNTSVILLE, TEXAS, THAT: SECTION 1: The Personnel Rules attached hereto as Exhibit A are adopted, amending the Personnel Rules of the City of Huntsville, Texas. SECTION 2: This ordinance shall take effect immediately. EXECUTED this 17th day of December, 1996. CITY OF HUNTSVILLE �"J' - �U--) illiam B. Green, Mayor ATTEST: Danna Welter, City Secretary AP OVED S TO FORM: Scott Bounds, City Attorney CITY OF HUNTSVILLE PERSONNEL RULES TABLE OF CONTENTS CHAPTER 1 CHAPTER 2 DEFINITIONS 4 CHAPTER 3 VACANCIES SECTION PAGE INTRODUCTION Announcement of Vacancies 2 7 Objective 1 1 Equal Opportunity Policy 2 1 "Applicability; No Contract 3 2 Dissemination 4 2 Amendment 5 2 Division of Responsibility 6 2 Safety 7 3 CHAPTER 2 DEFINITIONS 4 CHAPTER 3 VACANCIES Vacancy Identification 1 7 Announcement of Vacancies 2 7 Promotion Policy 3 7 Emergency Temporary Appointments 4 7 Temporary Promotions 5 8 Transfers 6 8 Nondisciplinary Demotions 7 8 Applications 8 8 Evaluation of Applicants 9 9 Disqualification 10 9 Referral and Selection 11 9 CHAPTER 4 APPOINTMENTS, TRANSFERS, PROMOTIONS Authority 1 Basis 2 Type 3 Nepotism, Fraternization, and Romantic Relationships between Employees 4 Residence 5 Employee Nepotism Charts Medical Examinations 6 Verification of Identity and Work Authorization 7 Minimum Age; Minors 8 Lie Detector Tests; Polygraphs 9 Orientation; Bonds; Bribery Statements; Oaths of Office 10 Training Reimbursement Agreements 11 CHAPTER 5 NONDISCIPLINARY PROBATION Probationary Period 1 Purpose 2 Failure of Probation 3 Appeal of Failure of Probation 4 CHAPTER 6 PERFORMANCE EVALUATION Performance Evaluation Report 1 Purpose 2 Counseling 3 CHAPTER 7 CLASSIFICATION Plan Preparation and Maintenance 1 Effect of Reclassification 2 Official Titles 3 Job Descriptions 4 Review of Salary Ranges 5 10 10 10 10 11 11 12 12 12 13 13 14 15 15 15 16 17 17 17 18 18 18 18 18 CHAPTER 8 COMPENSATION Basis 1 Administration of Range /Step 2 Salary Schedules 2 Overtime 3 Work Schedule; Flex -Time 4 Compensatory Time 5 Time Records 6 Health and Accident Benefits; COBRA; Retirement 7 Educational Incentive Pay 8 Longevity 9 Social Security; Medicare; Retirement Program Required 10 Deferred Compensation 11 Garnishment 12 Cafeteria Plan 13 Pay Days; Termination Pay 14 Business /Travel Expense Reimbursement 15 Disease Benefit 16 Legal Representation 17 Unemployment Insurance 18 Leave Time 19 Exempt Employees Chart CHAPTER 9 ABSENCE Holidays 1 Vacation Leave (Annual Leave) 2 Sick Leave (Personal Leave) 3 Unpaid Family and Medical Leave 4 Military Leave 5 Administrative Absence with Pay 6 Authorized Leave without Pay (Excused Absence) 7 Absence without Leave (Lost Time or Unexcused Absence) 8 Worker's Compensation; Injury Leave with Pay 9 Light Duty (Alternate Work) 10 W 19 20 21 21 22 22 22 23 23 23 23 24 24 24 24 25 25 25 25 26 27 28 30 31 31 31 32 32 34 CHAPTER 10 CONDUCT Attendance 1 35 Work Standards 2 35 Political Activity 3 35 Solicitation; Acceptance of Gift 4 35 Physical Fitness; Persons with Disabilities 5 36 Personal Appearance 6 36 Financial Obligations; Garnishment 7 36 Driving and Operating City Vehicles 8 36 Retaliation Prohibited 9 37 Use of Telephone 10 37 Incident Reports 11 37 Outside Employment 12 38 Harassment 13 38 Employee Drug Abuse Policy 14 39 Special Rules Regarding use of Commercial Motor Vehicles 15 40 City Employees Prohibited from Carrying Weapons on City Property; Exceptions 16 44 CHAPTER 11 DISCIPLINE APPEALS Grounds for Disciplinary Action 1 46 Types of Disciplinary Action 2 46 Written Reprimand 3 46 Disciplinary Probation 4 46 Suspension 5 47 Reduction in Pay 6 47 Demotion 7 47 Dismissal 8 47 Pre - Deprivation Hearings 9 47 Appeal of Disciplinary Action to City Manager 10 48 Appeal of Certain Disciplinary Action to City Council 11 48 CHAPTER 12 NONDISCIPLINARY SEPARATION Resignation 1 Layoffs /Reorganizations 2 Incapacity 3 Retirement 4 CHAPTER 13 REINSTATEMENT Following Layoff 1 Following Separation for Incapacity 2 Veterans 3 CHAPTER 14 GRIEVANCE PROCEDURES Notice to Supervisor 1 Response by Supervisor 2 Appeal to City Manager 3 CHAPTER 15 PERSONNEL FILES AND REPORTS Personnel Files 1 Status Change 2 Personnel Reports 3 Final Pay; Separation Interview 4 CHAPTER 16 HUNTSVILLE POLICE DEPARTMENT PROMOTIONAL POLICIES Purpose 1 Procedure for Promotion to Police Lieutenant 2 APPENDIX APPENDIX A - Charter Officer - City Manager APPENDIX B - Charter Officer - City Attorney APPENDIX C - Charter Officer - City Secretary APPENDIX D - Charter Officer - Municipal Court Judge 50 50 50 51 53 53 53 54 54 54 55 55 55 55 56 56 59 61 63 65 CITY OF HUNTSVILLE PERSONNEL RULES CHAPTER 1 INTRODUCTION Section 1. Objective. City Council designs these rules to bring to the City a high degree of understanding, cooperation, efficiency, and unity through systematic, uniform application of modern personnel practices. Objectives of the City personnel management system, which includes these rules, are: a. to promote and increase efficiency, responsiveness to the public, and economy in the City personnel management; b. to provide fair and equal opportunity for qualified persons to enter and progress in the City employment based on merit and fitness through fair and practical personnel management methods; C. to maintain recruitment, advancement, and tenure practices enhancing the attractiveness of a City career and encouraging each employee to give his or her best effort to the City and the public; d. to promote high morale among City employees by fostering good working relationships and by providing uniform personnel policies, opportunities for advancement, and consideration of employee needs and desires. Section 2. Equal Opportunity Policy. The City will take affirmative action to ensure equal employment opportunity. Discrimination against any person in recruitment, examination, appointment, training, promotion, discipline, or any other aspect of personnel administration, membership or nonmembership in employee organizations, or because of race, color, religion, national origin, citizenship status, marital status, or other non -merit factors is prohibited. Discrimination on the basis of age or sex or physical requirements is prohibited except where specific age, sex, or physical requirements are bona fide occupational qualifications. No employee shall retaliate against an employee who makes a complaint of such discrimination, or who has assisted or participated in an investigation of discrimination. See also Affirmative Action Plan for Equal Opportunity Employment of the City of Huntsville (1978); Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e; the Age Discrimination in Employment Act, 29 U.S.C. § 621; Texas Commission on Human Rights Act, Texas Labor Code chapter 21; Personnel Rules chapter 10, § 9 /Retaliation Prohibited. Section 3. Applicability; No Contract. These rules apply to all non - charter City employees except where inconsistent with Texas or federal law. A person on a retainer or under contract is not considered a City employee without a specific agreement to that effect. No one should construe these rules to limit the power of the City Manager or a department director to issue and enforce reasonable personnel rules not in conflict with the statutes, these rules or federal law. No one should construe these rules as an employment contract, and no City employee may bind the City to an employment contract without the express written approval of City Council. Section 4. Dissemination. a. The City Manager shall inform all City employees of the existence of these rules and each department shall keep a copy available for reference by its employees. b. The City Manager shall place at major City job centers bulletin boards for communications that Texas law, federal law or these rules require, or that the Human Resources Division (HRD) approves. Postings on these boards should include these personnel rules, the medical handbook, notice of vacancies, workers' compensation notices (Texas Labor Code § 406.005), Whistleblower notices (Texas Government Code § 554.009), hazardous chemical notices (Texas Health and Safety Code chapter 502), Fair Labor Standards Act notices (29 U.S.C. § 211[c]), Disability Act notices (42 U.S.C. § 12115), Unemployment Act notices (Texas Labor Code § 208.001(a)), age discrimination notices (29 U.S.C. § 627), Civil Rights Act notices (42 U.S.C. § 2000e -10a), and Family Leave and Medical Act notices L_ U.S.C. Section 5. Amendment. a. City Council may unilaterally change, rescind, supplement, or supersede these rules anytime without notice. b. The provisions of these rules control over any contradictory statement made by any City supervisor. The City encourages employees to suggest improvements to these policies. Any employee who wishes to suggest a personnel policy change should submit his or her suggestion(s) in writing to the Human Resources Division (HRD). Employees are responsible for knowing and using these policies and for requesting clarification or assistance when needed. Section 6. Division of Responsibility. Except matters reserved to the City Council, the general and final authority for personnel management rests with the City Manager. 2 The Human Resources Division (HRD) should coordinate management in all areas of personnel administration, including employee- management relations, training and career development, and employee health, safety, and morale. Each department director is responsible for enforcing the provisions of these rules, related policies and procedures by cooperating with the Human Resources Division (HRD) on all matters pertinent to his or her department. Section 7. Safety. a. The City of Huntsville wants to conduct its operations with the utmost regard for the safety of its employees and its citizens. b. The City will not require any employee to perform hazardous duty without first receiving training concerning the hazard and proper work methods. C. The City Manager will provide for health and safety programs appropriate to create a safer working environment. d. Employees shall not be subject to reprisal or retaliation for filing a workers compensation claim or for reporting unsafe conditions to management or outside enforcement authorities. See Safety Manual; chapter 9, § 8 /Worker's Compensation; Injury Leave with Pay; Other Injury Leave. 3 CHAPTER 2 DEFINITIONS Actual Work See time actually worked. Charter Officer The City Manager, City Secretary, City Attorney, Municipal Court Judge and Assistant Municipal Court judge. Classified Position A job budgeted and assigned to a pay grade within the City's pay plan. COBRA The Consolidated Omnibus Reconciliation Act of 1985; a federal law that, among other things, establishes rules for medical expense benefit plans. See 42 U.S.C. § 300 bb -1. Commercial Driver An employee who is subject to the Commercial Driver's License requirements of the United States Department of Transportation (49 CFR part 383) and operates a Commercial Motor Vehicle (CMV) for the City on a routine, intermittent, or occasional basis. Intermittent and occasional includes operating a CMV on a backup basis or as infrequently as once a year. 49 CFR § 382. Commercial Vehicle A motor vehicle or combination of motor vehicles used to transport passengers or property if the motor vehicle: 1. has a gross combination weight of 26,001 or more pounds including a towed unit with a gross vehicle weight of more than 10,000 pounds; or 2. has a gross vehicle weight of 26,001 or more pounds; or 3. is designed to transport 16 or more passengers, including the commercial driver; or 4. is used in the transportation of materials hazardous for the purposes of the Hazardous Materials Transportation Act and which require the motor vehicle to be placarded under the Hazardous Materials Regulations (49 CFR part 172, subpart F). Controlled Substance A substance, including a drug and an immediate precursor, listed in Schedules I through V or Penalty Groups 1 through 4 of the Texas Controlled Substances Act, Texas Health and Safety Code chapter 481. El Day Unless otherwise specifically provided, shall mean eight (8) hours. Demotion The assignment of an employee from a position in one class to a position in another class having a lower maximum salary. Department A unit of City government consisting of one or more division as provided by the City budget. Director Department head. Division A basic unit of City government as provided by the City budget. Drug A substance, other than a device or a component, part or accessory of a device, that is: a) recognized as a drug in the official United States Pharmacopoeia, official Homeopathic Pharmacopoeia of the United States, official National Formulary, or a supplement to either pharmacopoeia or the formulary; b) intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in man or animals; c) intended to affect the structure or function of the body of man or animals but is not food; or d) intended for use as a component of a substance described by items a, b, or c. See Texas Health and Safety Code § 481.002. Exempt Employees Employees not covered or exempted by the specific provisions of the Fair Labor Standards Act. FLSA Fair Labor Standards Act, 29 U.S.C. § 201. FMLA Family Medical Leave Act, 29 U.S.C. § 2611 (1996). Injury Leave With Pay Absence from work with pay for a period not to exceed five working days per calendar year from an employee's injury. Officer (Appointed) A City employee entrusted with the administration of justice or the execution of law, including the City Manager, City Secretary, City Attorney, Municipal Court Judge, Director of Finance, Building Officials, Health Officials, Planning and Zoning Commission Members, Board of Adjustments and Appeals Members, City Tax Collector, Fire Marshall, Fire Chief, Director of Public Safety (Police Chief), and every police officer of the City of Huntsville. 5 Open - Salaried Position A job not assigned to the City's pay plan. Outside Employment Any employment, including self - employment, other than employment by the City. Nonexempt Employee An employee entitled to overtime pay under either federal law or Texas law. See Fair Labor Standards Act; Texas Local Government Code (Police and Fire). Probation A trial or test period to decide the fitness of a person for a position. Promotion The assignment of an employee from a position in one class to a position in another class having a higher maximum salary. Regular Employee An employee other than a temporary employee; an employee in a full -time or part -time position budgeted for more than 1,000 hours in the year. Regular Rate of Pay The employee's hourly compensation including car allowance, educational incentive pay, and longevity, but not including holiday pay, sick leave pay, or vacation pay. Safety- Sensitive Function Any of the following duties: (1) Operating a revenue service vehicle, including when not in revenue service; (2) Operating a non revenue service vehicle, when required to be operated by a holder of a Commercial Driver's License; (3) Controlling dispatch or movement of a revenue service vehicle; (4) Maintaining a revenue service vehicle or equipment used in revenue service, unless the recipient receives section 18 funding and contracts out such services; or (5) Carrying a firearm for security purposes. See 49 CFR 654. Time Actually Worked The time an employee is on duty, administrative leave with pay, compensatory time, vacation time, injury leave with pay, on military leave with pay or holiday leave with pay, but shall not include the time that the employee is on authorized leave without pay or sick leave (personal leave). Transfer The assignment of an employee from one position to another having the same maximum salary. on CHAPTER 3 VACANCIES Section 1. Vacancy Identification. A department director will notify the Human Resources Division (HRD) when vacancies occur or are imminent. Section 2. Announcement of Vacancies. The HRD will publicly announce all vacancies in the City personnel system that the City will fill. HRD may announce the positions that the City fills by administrative transfer, temporary promotion, or reinstatement by posting notice for three days in prominent places at all City job centers. HRD will advertise all vacancies not filled by administrative transfer, temporary promotion or reinstatement in the City's official newspaper. Each announcement, as far as practicable, shall specify the job title, salary range, the deadline for and method of application. Each announcement shall contain a statement affirming the City's commitment to a policy of equal employment opportunity. See also Affirmative Action Plan for Equal Opportunity Employment of the City of Huntsville (1977). Section 3. Promotion Policy. A promotion is the assignment of an employee from a position in one class to a position in another class having a higher maximum salary. The City encourages promotional opportunities whenever possible. The City Manager, or a director with notice to the City Manager, may limit the selection process to qualified City employees, or City employees may be given preference in application and /or consideration. The City Manager should maximize opportunities for promotion across organizational lines. Employees should consult departmental rules for specific information regarding promotional opportunities. Section 4. Emergency Temporary Appointments. Whenever an emergency exists that requires the services of personnel who are not otherwise available, the City Manager may immediately appoint such personnel for a period not to exceed thirty (30) working days without regard to normal recruitment and selection requirements. Section 5. Temporary Promotions. The City Manager may authorize a temporary promotion to ensure the proper performance of City functions if a position is vacant or its regular incumbent is absent. The City will additionally compensate an employee so promoted for the duration of the temporary assignment in an amount set by the City Manager. The City Manager may not use a temporary promotion to avoid normal selection procedures. An employee shall not receive any status or rights in a classification in which the employee temporarily serves except as provided above. No one should construe these rules to prevent the assignment of higher -level duties to an employee without additional compensation. The City will pay an authorized additional compensation only in cases of formal temporary promotion effected according to these rules. Section 6. Transfers. A transfer is the assignment of an employee from one position to another having the same maximum salary. The City Manager, or a department director with notice to the City Manager, may transfer an employee from one position to another at any time if the transfer is not a promotion or demotion. The transfer may be made in conjunction with an announced selection process. Section 7. Nondisciplinary Demotions. A demotion is the assignment of an employee from a position in one class to a position in another class having a lower maximum salary. The City Manager, or a director with notice to the City Manager, may demote an employee to a lower level position if the employee is qualified for the position and the employee requests the demotion, the demotion is an alternative to a layoff, or the demotion is part of a City Council approved reorganization. Such demotions will not be considered disciplinary actions or disqualify the employees involved from consideration for later advancements. Demotions effected as alternatives to layoffs may be fully or partially rescinded at any time. Section 8. Applications. A person will submit a written application for initial employment, promotion or any type of transfer or reinstatement as prescribed by the HRD. Only applications officially received in the prescribed manner will be considered. All application information submitted to the City is subject to verification. The City will require such releases as necessary to investigate an applicant's medical, education, employment, drug and /or alcohol, criminal and driving histories. Section 9. Evaluation of Applicants. The HRD will assist the City's supervisors in evaluating applicants against job _requirements to identify the best qualified. HRD may use reference checks, interviews, medical examinations, background checks, performance tests, written tests, and /or other screening procedures as appropriate. HRD will require applicants to provide any information and undergo any examinations necessary to show compliance with prescribed qualification requirements for the positions involved. See also Personnel Rules chapter 4, § 6 /Medical Examinations. Section 10. Disqualification. HRD shall disqualify an applicant from consideration if the applicant: a. does not meet the qualifications necessary for performance of the duties of the position; b. has made a false statement of material fact on the application form or its supplements; C. has committed or attempted to commit a fraudulent act at any stage of the selection process; d. cannot provide verification of work authorization and identity. HRD may disqualify any applicant from consideration upon other reasonable grounds relating to job requirements. Section 11. Referral and Selection. The HRD will develop standard operating procedures for the referral of applicants to departments for final selection. The procedures will provide for selecting supervisors or officials to report the disposition of all referred applicants and the reasons therefor. 0 CHAPTER 4 APPOINTMENTS, TRANSFERS, PROMOTIONS Section 1. Authority. Except as otherwise provided by Charter or ordinance, the City Manager shall confirm employment of all City positions after selection by department directors. Section 2. Basis. The City Manager or department director shall appoint persons based on the qualifications of applicants as determined through fair and practical selection methods. See also Americans with Disabilities Act, 42 U.S.C. § 12132. Section 3. Type. Appointments shall be designated either regular or temporary. A regular appointment is ordinarily of indefinite duration and may be either a full -time or part-time position that is budgeted for 1,000 hours or more a year. The City Manager or department director may make a limited term regular appointment in unusual circumstances. Regular appointments are subject to the rules governing probation; temporary employees serve at -will. See Personnel Rules, chapter 2 /Definitions, Regular Employee. Section 4. Nepotism, Fraternization, and Romantic Relationships between Employees. a. No employee may directly or indirectly appoint to City service, supervise, or be supervised by a member of his or her immediate family. Immediate family means a person related in the second degree by affinity (marriage) or in third degree by consanguinity (blood). The City Manager and the directors may not appoint any person to a division that the person has a relative within the second degree by affinity or within the third degree by consanguinity. b. The City Manager may apply the nepotism prohibition in other organizational and /or personal relationships when failure to do so would be detrimental to the City. The City Council and the City Manager may not appoint any person related in the second degree by affinity or in the third degree by consanguinity to the Mayor, any member of City Council or the City Manager, to any office, position, clerkship or other service of the City, except where authorized by Texas law. See City Charter § 14.11; Employee Nepotism Charts Attached; Texas Government Code chapter 573. 10 Section 5. Residence. There will be no residence requirement for City employees except as law or the Charter provides. An employee likely to be called to work in cases of emergency may be required to reside within a reasonable commuting range of his or her place of work. See City Charter 8.01; Tex. Loc. Govt. Code § 150.021. CITY OF HUNTSVILLE EMPLOYEE NEPOTISM CHARTS PROHIBITED RELATIONSHIPS INCLUDE: 1ST DEGREE BY CONSANGUINITY Parents Children Brothers and sisters 1ST DEGREE BY AFFINITY Spouse Spouse's parents Spouse's children Spouse's brothers and sisters Stepparents Stepchildren 2ND DEGREE BY CONSANGUINITY Grandparents Grandchildren Aunts and uncles First cousins Nieces and nephews 2ND DEGREE BY AFFINITY Spouse's grandparents Spouse's grandchildren Spouse's aunts and uncles Spouse's first cousins Spouse's nieces and nephews 3RD DEGREE BY CONSANGUINITY ONLY (Does not include spouses) Great grandparents Great grandchildren Great aunts and uncles Second cousins (child of first cousin) Great nieces and nephews RELATIONSHIPS NOT PROHIBITED INCLUDE 3RD DEGREE BY AFFINITY Spouse's great grandparents Spouse's great grandchildren Spouse's great aunts and uncles Spouse's second cousins Spouse's great nieces and nephews NOTE: A husband or wife is related by affinity only to those who are related to the other spouse by consanguinity. For example, the rule prohibits an employee from supervising the employee's spouse's first cousin, but not the spouse of the employee's first cousin. 11 Section 6. Medical Examinations. The City Manager, or a department director with notice to the City Manager, may require a person selected for initial appointment or reinstatement to undergo a medical (mental and /or physical) examination by one or more physicians designated by the City and at City expense. If a medical examination is required, employment will be contingent upon successful completion of the medical examination and determination by the City that the person meets the standards of fitness required for the job position involved. The City Manager, or a department director with notice to the City Manager, may require an employee to undergo a medical examination by one or more physicians designated by the City and at City expense, to decide the employee's fitness for continued employment, promotion, or other personnel action. The employee may be placed on administrative leave with pay pending the medical examination results. See also Americans with Disabilities Act, 42 U.S.C. § 12132. Section 7. Verification of Identity and Work Authorization. The HRD will verify, by examining documents, the work authorization and identity of all individuals before appointment. HRD will make a copy of those documents as part of the employee's file. ,See Immigration Reform and Control Act, 4 U.S.C. § 1324a. Section 8. Minimum Age; Minors. a. The City will not employ any person under 18 years of age in any regular full -time position. b. The City will not employ any person under 18 years of age in any position requiring the operation of a motorized road vehicle owned by the City. C. The City may employ a person under the age of 18 and over the age of 16 in a temporary position involving only casual nonhazardous employment if the person and his or her parents furnish the City with appropriate releases. See Child Labor Law, Texas Labor Code chapter 51. 12 Section 9. Lie Detector Tests; Polygraphs. a. No City employee shall, directly or indirectly, request or require another City employee to take any lie detector test; however, the City Manager may require a lie detector test of: an individual applying for employment, or employed by the City, in the design, installation, maintenance of security systems, or uniformed or plain clothes police or security functions; or 2. an individual if there is reasonable suspicion that the individual was involved in an act involving economic loss or injury to the City, such as theft, embezzlement or sabotage. b. The City Manager shall establish reasonable procedures for the administration of lie detector tests to ensure that the examination and its results are not unreasonably intrusive upon the individual. C. This policy does not affect of limit the City's Police Department use of polygraphs in criminal investigations that include City employees. See Employee Polygraph Protection Act, 29 U.S.C. § 2001; Texas State Employees Union v. Texas Department of Mental Health, 746 S.W.2d 203 (Tex. 1987); 51 1E.R. Cases (S.D. Texas 1990); Texas Local Government Code § 143.313. Section 10. Orientation; Bonds; Bribery Statements; Oaths of Office. a. The department directors and other supervisors, with assistance of the HRD, will orient all new employees. The orientation should include instruction and training regarding duties of the position, the drug abuse program, safety, the City organization and the community. b. Before taking the Oath of Office, all appointed officers will file with the Texas Secretary of State a bribery statement. See Tex. Const. art. XVI, § 1; Texas Government Code chapter 602; City Charter § 14.04; Personnel Rules chapter 2 /Definitions, Officer (appointed). C. Before entering upon the duties of an office, all appointed officers will, at City expense, execute any bond required by law. See note above. 13 d. Before entering upon the duties of an office, all appointed officers will take the Oath of Office. See note above. e. HRD will give each new employee a copy of the Personnel Rules. Within two weeks of employment, an employee must sign a statement that he or she has read these rules. Section 11. Training Reimbursement Agreements. With the approval of the Council, the City Manager may enter an agreement with an applicant for employment requiring that person, when employed by the City, to reimburse the City for the City's cost of training if he or she voluntarily leaves the City to seek other employment. 14 CHAPTER 5 NONDISCIPLINARY PROBATION Section 1. Probationary Period. a. Except as provided in subsection b, the City requires every person appointed to a regular position below pay grade 26 to successfully complete a probationary period of six (6) months. b. The City requires every person appointed to a regular appointment in pay grade 26 or above, or to the position of Communications Operator I, to successfully complete a probationary period of twelve (12) months. Section 2. Purpose. The City Manager, department directors and supervisors will use the probationary period to closely observe and evaluate the work and fitness of employees and to encourage adjustment to their jobs. Only those employees who meet acceptable standards during their probationary periods should be retained. See also Personnel Rules chapter 11, 5 4 /Disciplinary Probations. Section 3. Failure of Probation. When in the opinion of the department director (or the City Manager for persons the City Manager directly supervises), a person's fitness or quality of work does not merit continuation in the job, the director (or City Manager) may end the person's probationary employment. Failure of probation may occur anytime within the probationary period and will not be considered part of the disciplinary process. A person who fails probation may be separated from City employment. The person, if terminated during this period, will have accrued no benefits nor be eligible for any termination compensation. If desirable and feasible, the director may transfer the person to a more suitable position. The City Manager, or a director with City Manager approval, may return a newly promoted employee who fails probation to his or her former type of job, if available. A newly promoted employee who fails probation is eligible for consideration for later advancement. 15 Section 4. Appeal of Failure of Probation. A person who fails probation will have no right of appeal except on the grounds of discrimination prohibited either by these rules or by law. The director (or the City Manager for persons the City Manager directly supervises) shall give the person a written notice of dismissal that describes the reasons for failure of probation. The director (or the City Manager for persons the City Manager directly supervises) shall conduct a pre- deprivation hearing before the discharge of the person. If these rules allow an appeal, the person must appeal in writing to the City Manager within five (5) working days following the failure of probation. 16 CHAPTER 6 PERFORMANCE EVALUATION Section 1. Performance Evaluation Report. Supervisors should evaluate the work performance of each regular employee according to procedures developed by the City Manager. Supervisors should evaluate an employee at or near each merit date, or at or near his or her anniversary date after reaching top of scale. Section 2. Purpose. The City Manager will design the performance evaluations to help supervisors and employees measure how well they are doing work and to provide a tool for management decisions regarding assignment, compensation, promotion, retention and training of employees. Section 3. Counseling. Employees will be given copies of their own performance evaluation reports. Evaluators should individually discuss the reports with the employees and should counsel them regarding their careers and any improvements in performance that appear desirable or necessary before sending the reports to the Human Resources Division for the employee's file. 17 CHAPTER 7 CLASSIFICATION Section 1. Plan Preparation and Maintenance. Subject to approval of the City Council, the City Manager will prepare and administer a classification plan for the City personnel system based on analysis of the duties and responsibilities of positions. The City Manager will allocate positions to appropriate classes based on objective factors. A position not allocated to a class or salary range is an open salaried position. See also Tex. Loc. Govt. Code § 141.033; City Manager rules. Section 2. Effect of Reclassification. An employee in a position that the City reclassifies from one salary range to another will be entitled to continue to serve in the position with unimpaired status if the City does not change the duties and responsibilities of the position or if the employee substantially meets the qualifications prescribed for the new class. Section 3. Official Titles. The City will use official class titles in its personnel matters. The City may use other appropriate working or functional titles. Section 4. Job Descriptions. The City Manager will establish job descriptions so that the employee will have an understanding of what his duties are to be and what is expected. The job description must state the essential functions of the job. See Americans with Disabilities Act, 42 U.S.C. § 23243. Section 5. Review of Salary Ranges. Approved salary ranges will remain in effect for a job position until the duties and requirements of the job undergo a sufficient change to merit reevaluation. The City Manager, with approval of City Council, may authorize reclassification of a job position. CHAPTER 8 COMPENSATION Section 1. Basis. Subject to City Council approval, the City Manager will prepare and administer a comprehensive compensation plan for City employees. The City will pay employees salaries or wages by the compensation plan, which will include one or more salary schedules. In positioning classes on salary schedules, the City will consider prevailing rates of pay among public and private employers; the duties, responsibilities, and qualifications required of employees in the classes; and other relevant factors. See City Manager rules. Section 2. Administration of Range /Step Salary Schedules. The City Manager will administer range /step salary schedules by the following rules: a. The City will normally compensate a new employee at the minimum step of the approved salary range. In exceptional circumstances, the City Manager may authorize hiring above the minimum step. If such authorization is based on general recruitment difficulties rather than on unique qualifications of the new employee, the City Manager may, with City Council approval, increase the pay for other employees with the same job description to assure that the City does not compensate them less than the new employee. b. The City will ordinarily compensate a newly promoted employee at the lowest step of the approved range that would provide the employee at least a five percent increase in pay over that received in the previous class. The City may pay a newly promoted employee at a higher step depending upon eligibility for future step increases at his or her prior position. If the City transfers an employee laterally, the employee will ordinarily continue to receive the same salary and will retain the same eligibility date for pay increases. C. Department directors, with City Manager approval, may grant merit increases within ranges specified in the compensation plan. The directors shall consider the ability and production record of each employee before approving such increases. An employee in probation status shall not be eligible for merit increases. d. The City will not pay any employee more than the rate established in the approved compensation plan; but the City may pay an employee whose job was downgraded by reclassification or changes in the labor market through no fault of the employee at his or her former rate of pay until a rate on the new salary range equals or surpasses the old rate or the employee's job changes. 19 e. The City will pay an employee voluntarily or involuntarily demoted for any reason on a step of the new range as administratively determined by the department director, with approval of the City Manager. The City will compensate a former employee reinstated pursuant to these rules within the approved pay range as administratively determined by the department director, with approval of the City Manager. g. Open salaried positions shall include those positions appointed by City Council. The City will compensate department directors and employees in open salaried positions as determined by City Council upon recommendation of the City Manager. Section 3. Overtime. a. Nonexempt Employees Supervisors will allocate overtime, when ordered, as evenly as possible among all employees qualified to do the work. An employee will work overtime only at the discretion of their supervisor. The City will pay an employee for overtime worked only when the employee actually works more than 40 hours in one (1) work week. The City will compensate an employee for overtime work by pay at one and one -half (1.5) times the employee's regular hourly pay rate. The work period for all City employees is a seven day period beginning at 12:01 a.m. on Monday and ending at midnight the following Sunday. The standard work hours vary from division to division, but generally consist of either five 8 hour days or four 10 hour days as determined by the department director. The Director of Public Safety, with permission of the City Manager, may approve a work schedule for police supervisors providing for overtime calculations on a monthly, rather than weekly, basis. Texas Local Government Code § 142.00150). b. Exempt Employees Exempt employees do not receive any compensation for overtime. The City expects these employees to work as many hours as necessary to complete their work. See Chart, Exempt Employees. C. All employees must make records of days that they report to work. A non - exempt employee must report all overtime worked, even if the employee's supervisor did not authorize the overtime work. The City will pay all reported overtime work even if the employee's supervisor did not authorize the overtime work. 20 d. The City may take disciplinary action against an employee who works overtime without authorization or who fails to report overtime worked, whether authorized or not. e. The City's overtime pay rate calculation will not include compensation for vacation, holiday and sick leave. See also Fair Labor Standards Act, 29 U.S.C. § 201; Tex. Loc. Govt. Code § 142.0015. Section 4. Work Schedule; Flex -Time. Consistent with the City's needs as approved by the employee's supervisor, an employee may schedule his or her work week to fit his or her needs. The employee and their supervisor will formalize by written memorandum to the City Manager and HRD any flex -time arrangement for longer than one (1) month. Section 5. Compensatory Time. a. Nonexempt Employees; limitation on compensatory time An employee qualified to receive extra pay for overtime may, with approval of the department director, elect to receive compensatory time off instead of extra pay. The department director may require an employee, other than a police officer, to use compensatory time off instead of extra pay. An employee will accrue compensatory time at a rate of time and one -half overtime actually worked; further, an employee may not accrue compensatory time unless the employee actually works more than 40 hours in one (1) week. 2. The maximum amount of compensatory time that any employee may accrue and accumulate is 40 hours. When an employee accrues a balance of forty (40) hours compensatory time leave, the City will pay all additional overtime. A supervisor will permit an employee to use compensatory time leave within a reasonable time. If an employee ends employment with the City, then the City will pay the employee their accrued balance of compensatory time at a rate not less than the employee's average pay rate for the last three (3) years or the employee's final regular pay rate, whichever is higher. b. Exempt Employees Exempt employees will not accrue compensatory time. The City will permit an exempt employee reasonable time off if such time off does not interfere with the normal conduct of the job duties of the employee. See also the Fair Labor Standards Act, 29 U.S.C. § 201; Tex. Loc. Govt. Code § 142.0016. 21 Section 6. Time Records. a. All employees, except exempt employees, shall keep accurate time records of time worked and compensatory time accumulated. The employee and their supervisor will submit certified time records to the Director of Finance. b. An employee and their supervisor must report all overtime worked by an employee, even if the employee's supervisor did not authorize the overtime work. Section 7. Health and Accident Benefits; COBRA: Retirement. Full -time regular employees will receive accident and health benefits as prescribed in the applicable programs. Part-time employees will not participate in such programs. Dependents covered by the City's medical plan are entitled to continue medical coverage for up to 36 months if they are: a. the surviving spouse and /or children of a deceased employee; b. a separated or divorced spouse and /or children of a covered employee; or C. losing coverage because of age. Employees and /or their dependents covered by the City's medical plan are entitled to continue medical coverage for up to 18 months if the employee's medical benefits are stopped because of: a. reduction of hours worked or layoff; b. resignation; or C. termination due to conduct other than gross misconduct. Individuals eligible for continuation of coverage must elect to continue coverage within 60 days of the event otherwise terminating coverage. The individual must pay for the coverage monthly. The City may cancel coverage before the applicable 18 or 36 -month extension if: a. the City cancels its health plan for all employees; b. the person fails to pay the monthly premium; or C. the person becomes covered by another health plan or Medicare. See 42 U.S.C. S 300 bb -1; Personnel Rules chapter 12, S 4. Section 8. Educational Incentive Pay. The City may change an employee's pay rate based on the employee receiving a certification, degree, license, or registration for his or her position. See City Manager rules. 22 Section 9. Longevit. . The City will pay a full -time classified employee, in addition to other money paid for services rendered, longevity pay of $4.00 per month for each year of City service. The employee will, at the time of employment, make written election to receive the longevity pay either monthly or annually in a lump sum payment added to the first pay period in December. The employee may only change that election with each subsequent year's cafeteria plan election; the City will pay any payments withheld only in December or upon separation. See also Tex. Loc. Govt. Code § 141.032. Section 10. Social Security; Medicare; Retirement program required. a. The City does not participate in Social Security, therefore City employees do not receive Federal Insurance Contribution Act (F.I.C.A.) coverage. Employment with the City may adversely affect federal social security benefits. b. Federal law requires that City employees hired after March 31, 1986, participate in Medicare. The City will make a matching contribution, if required by federal law. See Personnel Rules chapter 12, § 4, below. C. Every City employee must participate in a City approved retirement program. See also 42 U.S.C. § 410 (Medicare rules); 26 C.F.R. 31 (public retirement rules); Personnel Rules chapter 12, § 4. Section 11. Deferred Compensation. The City offers an IRS approved § 457 deferred compensation plan through I.C.M.A. An employee may participate by deferring up to 25 %, or $7,500 per year (indexed for inflation after 1996), whichever is less, of the employee's income per year. Since the IRS strictly regulates an employee's contributions to and withdrawals from a deferred compensation account, the employee's funds are not accessible like a savings account. This program is a tax - sheltered retirement fund. For more information on deferred compensation, contact the FIRD. See Internal Revenue Code § 457; Texas Government Code chapter 609. Section 12. Garnishment. When directed by court order, the City will garnish an employee's wages. See also Personnel Rules chapter 10, § 7. 23 Section 13, Cafeteria Plan. Eligible employees may elect to receive a variety of benefits including accident or health plan reimbursement, medical expense reimbursement, dependant care assistance benefits, group term life insurance, or long term disability premium reimbursement as authorized under the City's IRS approved Section 125 cafeteria program. 26 U.S.C. § 125. Section 14. Pay Days; Termination Pay. Employees should be paid every two weeks, generally on Friday, for work ending not more than six days before that pay day. b. Each employee's pay check or pay check stub should identify all deductions made by the City. The City will deduct from each employee's pay Medicare (if applicable), federal income taxes, retirement contributions, court order child support, and any other deductions required by law. If authorized in writing by the employee, the City may deduct from an employee's pay medical and life insurance premiums, 5125 plan contributions, credit union payments, and other deductions approved by the City Manager. C. If there is a change in the employee's family status, address, or any other factor affecting his or her pay roll withholding or other benefits, the employee shall notify the HRD. d. Upon termination, the City should pay the employee regular wages by the next regular pay day. No accrued vacation, holiday, sick or other leave pay should be paid until the employee completes the termination process. See Personnel Rules chapter 9, § 3 /Sick Leave (Personal Leave) and chapter 15, § 4 /Final Pay; Termination Interview; Texas Labor Code chapter 62. Section 15. Business /Travel Expense Reimbursement. The City will reimburse employees for reasonable and necessary expenses incurred in the conduct of City business as approved by the City Manager. Section 16. Disease Benefit. The City will provide disease benefits for peace officers and firefighters as required by Texas law. See Texas Government Code chapter 607 (benefits relating to certain contagious diseases). 24 Section 17. Legal Representation. The City will provide legal representation for employees as required by Texas law. See also Tex. Loc. Govt. Code § 180.002; City of Huntsville Code § 2 -70. Section 18. Unemployment Insurance. All City employees are covered under the Texas unemployment compensation program, and the City pays for this benefit. This program provides payments for unemployed workers as determined by the Texas Workforce Commission. She Texas Labor Code chapter 201 et seq. Section 19. Leave Time. Regular full -time City employees are eligible for holidays, vacation, sick leave and other types of released time under certain circumstances. See Personnel Rules chapter 9 /Absence. Regular part- time City employees are eligible for partially paid holidays. CITY OF HUNTSVILLE EXEMPT EMPLOYEES CHART Exempt- Classified employees Community Planner, Cultural Services Coordinator, Division Head - Community Development, Fire Chief, GIS Administrator, MIS Manager, MIS Operations Analyst, Municipal Court Coordinator -Court Clerk, Librarian, Purchasing Agent, Sanitation Supervisor, Superintendent I, Superintendent II, and Superintendent III. Exempt -Open- Salaried employ Assistant Director - Operational Services, City Attorney, City Engineer, City Manager, City Secretary, Director of General Services, Director of Finance, Director of Public Safety, Director of Public Works, Municipal Court Judge, and Municipal Court Judge- Associate. Note: Supervisors in the police and fire department, while exempt under the FLSA, may be entitled to overtime under Texas law. See Texas Local Government Code chapter 142. 25 CHAPTER 9 ABSENCE Section 1. Holidays. The City will normally observe the following ten (10) days as paid holidays for all employees: New Year's Day, Good Friday, Memorial Day, Independence Day, Labor Day, Thanksgiving (last Thursday and Friday in November), Christmas (December 25 and an additional Christmas holiday that City Council designates), the employee's birthday or any day with department director approval after five (5) days notice. a. The City Manager will give as many employees as possible each holiday off consistent with the maintenance of essential City functions. b. 1. Temporary employees, full -time or part-time, receive no holiday benefits. 2. The City provides a regular part-time employee a partially paid holiday if the holiday is the employee's regularly scheduled workday. C. The City will provide a regular employee who works on a holiday as directed by their supervisor: 1. pay for the time worked at his or her regular hourly pay rate, and 2. either: a) additional pay at one and one -half (1.5) times the employee's regular hourly rate for the hours actually worked, or b) with permission of the department director, an accrued day of holiday leave. d. An exempt employee who works on an official holiday may reschedule a personal day off. e. If a holiday falls on Saturday, the City will observe the preceding Friday, and if a holiday falls on Sunday, the City will observe the following Monday. f. An employee in leave of absence without pay status on the holiday or on the scheduled work day immediately preceding or following will not receive pay for the holiday. g. No employee may accrue more than four (4) days of holiday leave except for extenuating circumstances approved in writing by the City Manager. h. For purposes of scheduling a holiday, a holiday will have an hour value equal to the employee's regularly scheduled shift or workday. W I. No person will be entitled to additional holiday compensation at more than their regular hourly rate for more than ten (10) hours worked on any holiday unless approved by the City Manager. j. No employee may earn more than eighty (80) hours holiday leave per calendar year. No employee may incur a negative holiday leave balance larger than twenty (20) hours. When an employee is separated from City service, the City will deduct any negative holiday leave balance from other leave benefits due to the employee. See also Tex. Loc. Govt. Code § 142.0013. Section 2. Vacation Leave (Annual Leave). Each regular full -time employee will earn vacation leave as follows: Years of Service 0 -9 10 -15 16 17 18 19 20+ Vacation per Year 10 Days 15 Days 16 Days 17 Days 18 Days 19 Days 20 Days The City provides vacation leave according to the following rules: Accrual per pa, period 3.0770 Hours 4.6154 4.9231 5.2308 5.5385 5.8462 6.1539 a. An employee may take vacation leave only after one (1) year of continuous service. b. Vacation leave will not accrue for any month during which an employee actually works less than one -half the standard number of paid days for his or her job type. C. An exempt employee may take vacation leave in one day increments with supervisory approval. A non - exempt employee may take vacation leave in one (1) hour increments with supervisory approval. d. Supervisors shall encourage and require that employees use a substantial portion of their vacation leave each year. Employees with less than ten years City service may accumulate to a maximum of 160 hours; employees with five or more years of continuous City service may accumulate to a maximum of 200 hours. At the end of the calendar year, any vacation leave balance in excess of these maximums is reduced to the maximums without compensation. Pay in lieu of vacation is not permitted other than upon separation. 27 e. Department directors will schedule or approve vacations considering the needs of service and the interests of the employees. Vacations may be split. f. The City will charge vacation leave only for time during which the employee would ordinarily have worked. The City will not charge City holidays against vacation leave. g. An employee who the City demotes, promotes or laterally transfers will retain accrued vacation leave. h. The City will pay employees with at least one (1) year of continuous service who are separated for any reason any accrued vacation leave. I. Vacation leave credits are not transferable between employees. Regular part-time and temporary employees will not accrue vacation leave. See also Tex. Loc. Govt. Code 5 142.0013. Section 3. Sick Leave (Personal Leave.. The City allows regular full -time employees sick leave according to the following rules: A full -time employee will earn twelve (12) days of sick leave per year at the rate of one (1) day per month, provided, however, that an employee cannot use sick leave until he or she has six (6) months continuous service (part-time or full -time) with the City. A full -time employee who was previously employed by the City in a part-time position may use accrued sick leave if employed over six months. b. Sick leave will not accrue for any month during which an employee is in pay status for less than half the standard number of paid days for his or her type of job. C. Accumulation of sick leave credits for use during employment will be unlimited until separated from City service. The City will not restore sick leave credits upon rehiring. d. An exempt employee may take sick leave for absences of a day or more occasioned by sickness or disability. A non - exempt employee may take sick leave in increments equivalent to one (1) hour of work because of illness, non - occupational injury, legal quarantine, or routine health care appointments that the employee, their dependents or persons within the first degree of consanguinity cannot reasonably schedule outside working hours. e. An employee's supervisor may request and obtain verification of the circumstances surrounding any use of sick leave. f. An employee may use accrued vacation leave to supplement sick leave. g. An employee who becomes ill or injured during a vacation may, with proper documentation, request that the City charge the time of the non - occupational illness or injury to sick leave instead of vacation leave. h. The City will pay employees with five (5) years of continuous service who are separated for any reason, including disability or retirement, for any accrued sick leave as follows: Sick Leave Accrued Amount Paid at Termination Up to 480 hours 0% Over 480 hours but less than 1200 hours 25% Over 1200 hours 50% I. Sick leave credits are not transferable between employees. j. A department director, after finding out the exact circumstances, may permit a regular employee to use sick leave for a disaster, serious injury, or serious or contagious illness involving the employee's dependents or persons within the first degree of consanguinity. A department director, after finding out the exact circumstances, may permit an employee to use up to three (3) sick leave days per calendar year in case of a death, serious injury, or serious illness within the employee's immediate family. See Personnel Rules chapter 4, § 4 /Nepotism; FMLA; Personnel Rules chapter k. Regular part-time and temporary employees will not accrue sick leave. 1. An employee shall notify his immediate supervisor or director before the time set for beginning work to receive compensation for sick leave. m. The City expects a pregnant employee to decide, in consultation with her physician, when she will cease working. Except in emergencies, the City requires at least ten (10) working days notice of cessation of work. That notice shall include a statement of the employee's intentions concerning resumption of work. If pregnancy prevents an employee from properly doing her duties or creates a hazard to persons or property, the City may invoke the provisions of these rules concerning separation for incapacity or may take other appropriate administrative measures. 29 Employees with illness or disabilities arising from pregnancy or maternity will be entitled to benefits on the same basis as employees with other types of temporary illnesses or disabilities. The City will require documentation of the disability as with other disabilities. Employees who are fathers or who adopt children may use sick leave as appropriate to care for spouse or children. Section 4. Unpaid Family and Medical Leave. a. An employee is eligible for family and medical leave under this section only if the employee has worked at least 12 months and 1250 hours for the City in the year before the application for unpaid family and medical leave. b. After an employee uses all accrued compensatory, holiday, sick and vacation leave that an employee is entitled to use by another section, an eligible employee will be entitled to additional unpaid family and medical leave up to a total of twelve (12) weeks (combined paid and unpaid) per year for birth or adoption of a child, or to care for a spouse or immediate family member, or to recover from a serious health condition that renders the employee unable to work. Family and medical leave will include any paid holiday, injury, sick or vacation leave (under sections 1, 2 or 3 above) used by an employee due to a serious health condition of the employee or the employee's immediate family. C. An employee shall schedule foreseeable family and medical leave so as not to unduly disrupt City operations. Generally, the employee shall give the City thirty (30) days advance written notice, or written notice as soon as practicable upon discovery of the serious health condition. d. An employee may take only twelve (12) weeks of family and medical leave per year measured backward from the date the leave is used; provided, however, an employee may seek authorized leave without pay. C. If two or more family members work for the City, the combined or total family and medical leave benefit (including holiday, sick and vacation leave) for all family members will be twelve (12) weeks. f. During the unpaid family and medical leave period, the City and employee shall share the cost of the health plan premium in the manner customarily used. If the employee does not return for any reason other than the continued serious health condition of the employee or the employee's immediate family, then the City shall deduct from the benefits owed to the employee upon separation the City's cost of the group health insurance premium. 30 g. The employee's supervisor may require the employee to provide a medical certification by a health care provider, and recertification on a reasonable basis, of the employee's or employee's immediate family member's serious health condition. If the employee fails to provide the requested certification within fifteen (15) days of a request, the City will deny the family and medical leave. h. This section shall be interpreted to comply only with the minimum benefits required by the Family Leave and Medical Act of 1993. Section 5. Military Leave. The City will grant regular full -time employees military leave with pay up to 15 days per year. The City will grant military leave without pay according to Texas and federal laws. An employee preparing to take military leave shall furnish his or her department director with copies of their military orders or other appropriate certificate. See also Texas Government Code chapter 613; Tex. Att'y Gen. Op. Nos. WW -1477 (1962), C -679 (1966), MW -240 (1980) and MW -300 (1981); Texas Local Government Code § 143.072. Section 6. Administrative Absence with Pair. The City will grant an employee sufficient administrative absence with pay, when necessary, to vote in an official election. The City will grant a regular full -time or part-time employee called for jury service administrative absence with pay during such service, and the employee may retain any fees paid by the courts. An employee excused or released from jury service shall report to their work stations according to departmental instructions with a jury slip from court. With the approval of the City Manager, a department director may grant an employee administrative absence with pay for purposes of attending a professional conference, convention, training activity, legislative proceeding, civic function or meeting, or for purposes of coordinating with governmental and private agencies and entities in the interest of the City. The City will try to offer an employee every opportunity to broaden his skills and develop his professional ability through schools, seminars and training sessions, dependent on the City's ability to pay and /or a work schedule as approved by his or her supervisor. The employee should notify his or her immediate supervisor of the desire to attend these schools. See Texas Election Code § 276.004 Unlawfully Prohibiting Employee from Voting. Section 7. Authorized Leave without Pay (Excused Absence. a. In circumstances not falling within other provisions of these rules, the department director may authorize an employee to take leave without pay up to two weeks under such terms and conditions as may be mutually agreeable. 31 b. In circumstances not falling within other provisions of these rules, the City Manager may authorize an employee to take leave without pay under such terms and conditions as may be mutually agreed upon in writing. Upon returning to work after an authorized leave of absence, other than military leave, HRD may adjust the employment date and anniversary date to reflect the period of time that the employee used for the absence. At the expiration of a leave of absence without pay, the City will attempt to reinstate the employee in the same, or a comparable, position. With the exception of military and pregnancy leaves, if no vacancy exists, the employee will be separated and paid accrued benefits. See also Military leave; FMLA; Texas Government Code chapter 614 (legislative leave for peace officers and firefighters). Section 8. Absence without Leave (Lost Time or Unexcused Absence,. An employee failing to report for duty or remain at work as scheduled without proper notification, authorization, or excuse will be considered absent without leave and will not be in pay status for the time involved. Absence without leave is abandonment of duties that may result in dismissal. Absence without leave for three (3) consecutive working days is a voluntary resignation. Section 9 Worker's Compensation; Injury Leave with Pay, a. The City will pay medical expenses incurred by an employee for compensable on the job injuries. b. Unless the employee's injury is due to the employee's failure to use a prescribed safety device, failure to follow a City safety rule, or use of an intoxicant, the City will pay an employee who sustains a compensable on the job injury leave with pay 100% of the employee's salary for the first five (5) working days of the disability without any charge to the employee's vacation or sick leave. The City will not pay more than five days injury leave to any one employee per calendar year. C. Beginning on the eighth (8th) calendar day of disability, the City will compensate an employee at a rate of up to 75% of the employee's average weekly wages (excluding overtime) of the maximum benefits as controlled by the Worker's Compensation Act. Additionally, the City will pay an employee receiving a workers' compensation weekly income benefit and whose base salary exceeds the State's average weekly income benefit equal to 70% of the difference between the employee's weekly base salary and the State's average weekly wage. d. An employee may not use accrued vacation, holiday leave, compensatory time or sick leave to supplement workers' compensation. See also Texas Labor Code § 504.052. 32 e. If an employee is disabled and unable to return to work for four (4) weeks, then the City's Worker's Compensation will pay the employee for the first five (5) days of work. If the employee was paid injury leave by the City under paragraph b), the employee shall reimburse the City the amount paid by Worker's Compensation for this initial five (5) day period. See also Tex. Loc. Govt. Code § 142.008; Texas Labor Code chapter 451 and § 504.003. f. An employee will not accrue leave (vacation or sick leave) while the employee is on injury leave or unable to work because of an injury for more than one week per pay period. Service credit for all employment privileges and benefits will stop during this period except where otherwise provided by Texas or federal law. g. If an employee who is injured on the job is unable to return to work within one week, then the City will pay (in addition to the worker's compensation benefit and the City's supplemental income benefit described in paragraph c) above) the employees medical premiums (employee and dependent care), a long term disability premium, and life insurance premium that are payroll deducted by the City and provided by the City's approved carriers. The City will provide such extended benefits to the employee for up to six months. The employee is responsible for and must act to insure payout of items such as credit union loans and supplemental health or life insurance. h. An employee must be available for consultation at the City or at home during the disability. An employee who is on City work related injury leave shall contact his or her supervisor at least once every five (5) working days. I. The failure to follow doctor's orders, or employee activity inconsistent with the employee's injury, including any outside employment not approved in writing by the employee's supervisor and the HRD, may result in disciplinary action up to and including dismissal. j. An employee who suffers an occupational injury or illness shall return to work immediately when released to do so by the examining physician. Failure to return to work when released shall result in appropriate disciplinary action up to and including dismissal. An employee released by his physician to assume duties after being placed on injury leave status must, prior or immediately upon reporting to work, provide a written release from the attending physician verifying the employee's fitness to return to the employee's full former duties and the date of the employee's release from medical care. k. An employee who is unable to return to work in full duty status within six (6) months of an injury may be separated for incapacity reasons. See Chapter 12, 5 3 /Incapacity. Then the employee may elect to receive accrued vacation and sick leave benefits, if any, payable upon termination. The City will not reinstate an employee, however, unless the employee reimburses the City any sick leave paid, plus interest at eight percent (8 %) from the date of payment. 33 1. An employee injured on the job with a physician's release to return to work in less than full duty status will, if approved by the director, do restricted duty tasks when available. The City will assign light duty as determined by its economic and operating conditions. The department director will notify HRD when light duty assignments begin and end. m. An employee who is able to return to work in light duty status is a temporary employee, and the City Manager may require the employee to work in a different department and perform duties not contained within his or her current job duties. The City will pay an employee assigned to light duty status and performing different duties according to the level of pay that is appropriate for the light duty job assignment. In addition, the employee will receive workers' compensation payments in a reduced amount. n. No employee on light duty will work overtime. o. A light duty assignment cannot exceed six (6) months. An employee who is unable to return to full duty status within six (6) months may be separated for incapacity reasons. Section 10. Light Duty (Alternate Work).. No employee may be permitted to work light duty for any reason other than recovery from a job related injury unless approved by City Council. 34 CHAPTER 10 CONDUCT Section 1. Attendance. Employees shall be at their places of work according to City and departmental policies and regulations. Department directors will establish work schedules and maintain daily employee attendance records. Full -time City employees work forty (40) hours per week unless otherwise directed by the City Manager. Section 2. Work Standards. It will be the duty of each employee to maintain high standards of cooperation, efficiency, and economy in his or her work for the City. Department directors will organize and direct the work of their departments to achieve these objectives. If the work habits, attitude, production, and /or personal conduct of an employee fall below appropriate standards, supervisors should privately point out the deficiencies at the time they observe them. Counseling and warning the employee in sufficient time for improvement should ordinarily precede formal disciplinary action, but nothing herein shall prevent immediate formal action, as provided elsewhere in these rules, whenever the interest of the City requires. Section 3. Political Activity. Except as may be otherwise provided by law, the following restrictions on political activity will apply to City employees: a. City employees shall refrain from using their positions for or against any candidate for public office in any jurisdiction. b. City employees shall not use working hours or City property to solicit or receive any subscription, contributions, or political service, or to circulate any petition or campaign literature for any candidate for public office or any political issue. See also Tex. Loc. Govt. Code § 150.001 -.003, 180.01. Section 4. Solicitation; Acceptance of Gift. Solicitation of funds or anything of value for any purpose whatsoever shall be permitted of or by City employees on the job only with the express approval of the City Manager. No employee may be required to make any contribution nor may an employee be penalized in any way concerning his or her employment according to his or her response to a solicitation. 35 b. No employee shall accept or solicit any money, property, service, or other thing of value in excess of $25.00 from a person, business entity or other organization regulated by, contracting with, or having any other business relationship with the City department of which the employee is a member. C. If a person presents a gift to a City employee as a reward for service or as an act of expressing appreciation, then the employee shall report the gift in writing to his supervisor and the City Manager. See also Tex. Loc. Govt. Code chapter 171. Section 5. Physical Fitness; Persons with Disabilities. a. It will be the responsibility of each employee to maintain the standards of physical fitness required for doing his or her job. b. The City will make its employee activities and working environment accessible to disabled persons and will make reasonable accommodations for employees unless that accommodation will place an undue hardship on City operations. Section 6. Personal Appearance. The City expects all employees to dress appropriately and in good taste, and to maintain a good general appearance at all times. Section 7. Financial Obligations; Garnishment. a. The City expects all employees to keep their personal financial affairs in good order. Failure to pay just debts, including taxes, may constitute grounds for disciplinary action. b. Texas and federal laws allow garnishment of wages. See also 11 U.S.C. § 525a (prohibiting discrimination by governmental employers against employees because they file for bankruptcy protection); Personnel Rules chapter 8, § 12. Section 8. Driving and Operating City Vehicles. a. Before employing a person as a driver of a motor vehicle used to transport persons, or before permitting any employee to drive any City vehicle, the HRD shall request from the Texas Department of Public Safety a list of convictions of traffic violations contained in their files on the person and a verification that the person has a valid license. See Texas Transportation Code chapter 521. 36 b. If a job assignment requires an employee to operate or drive a City vehicle, the employee shall possess a driver's license of the appropriate classification. Any employee who loses a valid drivers license shall report such loss to their supervisor immediately. C. With approval of the City Manager, employees on call may drive City vehicles home. Except as expressly permitted, an employee shall not use a City vehicle for personal business. d. An employee that has an accident while operating a City vehicle shall immediately notify both the Police Division and their supervisor. Section 9. Retaliation Prohibited. No supervisor shall suspend or terminate the employment of, or otherwise discriminate against, an employee merely for reporting a violation of the law if the employee report is made in good faith. See also Texas Government Code chapter 551. Section 10. Use of Telephone. Telephones in City offices and shops are for City business. The City discourages personal calls. No employee shall charge any personal long distance calls to the City. Section 11. Incident Reports. An employee shall within one (1) working day report to his supervisor any incident that involves either any personal injury, or any damage or loss to City property or the property of others. His or her supervisor shall notify HRD immediately of any incident that involves personal injury to the employee and shall reduce such report to writing within one (1) day if such incident involves personal injury or damages or loss to any property more than $50.00. It should be immediately forwarded to the department director, City Manager, and HRD. (An employer has eight (8) working days after an injury is reported to file a written report with the servicing contractor and the Industrial Accident Board.) The primary purpose of this report is to obtain an objective insight into facts surrounding the accident to improve future accident control measures. It is not the intent of this investigation to cause undue embarrassment to the employee. If an employee failed to take precautions or use safety appliances that he or she was familiar with, however, this fact should be given along with a reason for the employee's neglect in following safe procedures and use of safety equipment. The supervisor is to recommend or indicate positive action in his comments or corrective action to be taken following investigation of each accident, to insure it does not happen again. 37 The City Manager or his designee may appoint an Accident and Review Board composed of City employees to review an employee's accident. Section 12. Outside Employ. Second jobs, including self - employment, held by the employee are permissible under the following conditions: The employee informs the department director in writing of the outside employment, including self - employment, and the type of duties performed. b. The department director and City Manager have approved the outside employment, including self - employment. C. The outside employment does not constitute a conflict of interest, interfere with employee efficiency, or require the use of City time or equipment. d. If a City employee is injured on the job in the course of employment outside his or her employment with the City, the employee may not file a workers' compensation claim against the City for benefits related to the injury, even if the City Manager may have authorized the outside employment. If an employee becomes unable to do his or her City job because of an injury or other incapacitation caused while engaged in private business or in the employment of an employer other than the City, the City will deny the benefits otherwise granted by these policies. Section 13. Harassment. a. Sexual harassment, including sexual advances, request for sexual favors, and verbal or physical conduct of a sexual nature, including offensive jokes, pictures, or cartoons, of any employee by a City employee is prohibited if such conduct interferes with the individual's work performance or creates an intimidating, hostile or offensive working environment. Any employee who experiences or observes any such harassment should notify their supervisor or the HRD. b. Racial, ethnic or religious harassment of any employee or applicant by a City employee is prohibited if such conduct interferes with the individual's work performance or creates an intimidating, hostile or offensive working environment. Any employee who experiences or observes any such harassment should notify their supervisor or the HRD. All allegations shall be dealt with in strict confidence, and appropriate disciplinary action shall be taken. See also Tex. Penal Code § 39.02. S Section 14. Employee Drug Abuse Policy. a. It is the policy of the City of Huntsville to help employees in eliminating drug abuse. Employees who voluntarily come forward to their department director with an admission of drug and /or alcohol dependence and who seek treatment shall be referred to the City's Employee Assistance Program (EAP). b. The term "drug" includes alcoholic beverages, prescription drugs, illegal inhalants and illegal drugs. The term drug does not include prescription drugs when taken as directed by a doctor. C. The unlawful manufacture, distribution, dispensation, possession, or use of a controlled substance on City premises, or while conducting City business is absolutely prohibited. Being under the influence of any illegal drug, or being impaired by the use of alcohol on City premises, or while conducting City business is prohibited. The use of illegal drugs off -duty is inconsistent with law- abiding behavior expected of all employees. Violations of this policy may result in disciplinary action, including termination, and may have other legal consequences. See also Chapter 11, § 1 /Grounds for Disciplinary Action. d. The City of Huntsville provides medical insurance benefits and an Employee Assistance Program (EAP) which may help an employee in a drug or alcohol abuse program; however, follow -up testing is not a covered expense under the medical plan. Additionally, the Human Resources Division will help, upon request of the employee, in obtaining care. (The City's current EAP is Interface: 1- 800 - 324 - 4327.) Any employee may request information on drug and alcohol abuse education and training from the HRD or the department director. The HRD will provide assistance in obtaining care through the EAP. f. The City may require pre - employment chemical screens on final applicants for employment. g. A supervisor may request an employee to submit to a drug and /or alcohol test if the supervisor has reasonable suspicion that the employee is under the influence of drugs or alcohol so that the employee's ability to do the functions of the job is impaired or the employee's ability to do the job safely is reduced. h. A supervisor may request an employee to submit to a drug and /or alcohol test if the employee is involved in a work - related accident causing property damage or personal injury. 39 I. The City Manager shall establish reasonable procedures for the administration of drug /alcohol /chemical tests to ensure that the examination and its results are not unreasonably intrusive upon the individuals. j. An employee shall notify the City of drug /alcohol related violations no later than five (5) days after conviction. Section 15. Special Rules Regarding use of Commercial Motor Vehicles. a. Certification; persons subject to D.O.T. testing. Each employee that certifies that they are a commercial driver for the City shall be subject to alcohol and drug testing described in 49 CFR Part 382. Such tests include pre- employment tests, post- accident tests, reasonable suspicion tests, random tests, return to duty tests, and follow up tests. b. Prohibitions. 1. Alcohol concentration. a) No commercial driver shall report for duty or remain on duty while having an alcohol concentration of 0.04 or greater. § 382.201. b) No employee shall permit a commercial driver to remain on duty while the commercial driver has an alcohol concentration of 0.04 or greater. § 382.201. 2. Alcohol possession. a) No commercial driver shall be on duty or operate a commercial vehicle while the driver possesses alcohol, unless the alcohol is manifested and transported as part of a shipment. § 382.204. b) No employee shall knowingly permit a commercial driver to drive or continue to drive a commercial vehicle while the driver possesses unmanifested alcohol. § 382.204. 3. On duty alcohol use. a) No commercial driver shall use alcohol while performing safety- sensitive functions. § 382.205. b) No employee shall knowingly permit a commercial driver using alcohol to perform or continue to perform a safety - sensitive function. § 382.205. ►1 4. Pre -duty alcohol use. a) No commercial driver shall perform safety sensitive functions within four hours after using alcohol. § 382.207. b) No employee shall knowingly permit a commercial driver who has used alcohol within four hours to perform or continue to perform safety sensitive functions. § 382.207. 5. Alcohol use following an accident. No driver required to take a post accident test shall use alcohol for eight hours following the accident, or until the driver undergoes a post- accident test, whichever occurs first. § 382.209. 6. Test refusal. No driver shall refuse to submit to a post accident alcohol or controlled substances test, a random alcohol or controlled substances test, a reasonable suspicion alcohol or controlled substances test, or a follow -up alcohol or controlled substances test required under these rules. § 382.211. 7. Controlled substance use. a) No commercial driver shall report for duty or remain on duty requiring the performance of safety sensitive functions when the driver uses any controlled substance, unless the use is pursuant to the instructions of a practitioner who has advised the driver that the substance does not adversely affect the driver's ability to safely operate a commercial vehicle. § 382.213(a). b) A commercial driver shall inform the driver's supervisor of any therapeutic drug use. § 382.213(c). Controlled substances testing. a) No driver shall report for duty, remain on duty, or perform a safety sensitive function if the driver tests positive for controlled substances. § 382.215. b) No employee shall knowingly permit a commercial driver that tests positive for controlled substances to perform or continue to perform safety sensitive functions. § 382.215. 41 C. Tests required. 1. Pre - employment testing. The City shall test all final applicants for positions involving operation of commercial vehicles for alcohol and controlled substances. § 382.301. 2. Post accident testing. a) As soon as practicable following an accident involving a commercial vehicle, the City shall test for alcohol and controlled substances each surviving driver if the accident results in the loss of human life or if a citation is issued to the driver for a moving traffic violation. § 382.303(a). b) Time of post accident testing: 1) Alcohol tests should be administered within two hours following the accident; no alcohol test will be administered after eight hours. 382.303(b). 2) Controlled substance tests shall be administered within 32 hours. § 382.303(b). c) Employees shall remain readily available for testing after an accident. Failure to do so will be treated as refusal to test. S 382.303(c). d) If any law enforcement agency performs a test for alcohol or controlled substances, the City will use the results of these tests. 5 382.303(e). 3. Random testing. a) Employees will be selected for alcohol and drug testing on a random basis in a manner to ensure that they always have an equal chance of selection on a scientifically valid basis. The testing frequency and selection process will be such that a chance of selection continues to exist throughout employment. An employee selected for random testing, could be chosen again during the same year. b) A number of certified employees equal to fifty percent (50 %) of the commercial drivers certified under section 15(a) above, will be tested for drugs each year. A number of certified employees equal to twenty -five percent (25 %) of the commercial drivers certified under section 15(a) above will be tested for alcohol each year. 42 c) Random testing will occur throughout the year. Employees will not be notified until the time of the test. A supervisor will accompany the employee to the test site immediately after notification. § 382.305. 4. Reasonable suspicion testing. If an employee is reasonably suspected of using alcohol or drugs in the workplace or of working while under the influence of alcohol or drugs, their Division Head may recommend an alcohol and /or drug test. The Division Head's written recommendation to require an employee to be tested must be based on specific, contemporaneous, articulable observations concerning appearance, behavior, speech, body odors, and /or work performance. This may include indications of the chronic use and withdrawal effects of alcohol and drugs. The Director must approve the decision to test. § 382.307. 5. Return to duty testing. If an employee tests positive for alcohol or drugs, the employee must undergo a return to duty test no later than 45 days from the date the employee tests positive. 6. Follow up testing. If an employee tests positive for alcohol or drugs, the employee must undergo follow -up testing for alcohol or drugs for up to 60 months following their return to duty. This will consist of at least six tests in the first 12 months following their return -to -duty. The number, frequency and type of follow -up testing are left up to the Director, with advice of the City of Huntsville's substance abuse professional (SAP) following the driver's return -to -duty. All follow -up testing will be at the expense of the employee. The SAP may stop follow -up testing any time after the first six tests have been administered. §§ 382.309, 382.311. d. Handling of test results, records retention and confidentiality. 1. The HRD will maintain records related to the City's alcohol misuse and controlled substances programs, including records related to this section, in a secure location with controlled access. 49 CFR 40.81; § 382.401. 2. All information concerning test results is confidential. Any exchange of information, anytime, by mail, phone, fax, or other electronic means will be done in a way to ensure confidentiality. a Only the employee, the Medical Review Officer or Breath Alcohol Technician, Substance Abuse Professional, Substance Control Officer, the City's Human Resources Department, the Division Head and Director, whether employed by the City or contracted, will know the employee's test results. 49 CFR § 40.81; 49 CFR § 382.401. 3. If the drug test result is positive, the SAP will notify the employee of the results and the director will place the employee on Administrative Leave With Pay pending other action. The employee will have 72 hours to ask for a test of the split specimen at their expense. If the second test is negative, the medical review officer will cancel the result of the first test and the city will reimburse the employee for the retest. e. Consequences for drivers engaging in substance abuse related conduct. An employee tested under the provisions of these rules whose drug test result is positive shall be removed from all duties for 72 hours or until the next work day, whichever is longer. After 72 hours, the employee may be assigned to non safety sensitive work if the employee's supervisor determines that such work is available. The employee may use vacation, holiday, and /or compensatory time for work missed during this period, but not sick leave. 2. No driver shall do safety sensitive functions, including driving a commercial motor vehicle, if the driver has engaged in conduct prohibited by subsection b. above until the employee has been evaluated by a substance abuse professional approved by the City and has undergone a return to duty test with a verified negative result. § 382.605(b) and (c). 3. A driver tested under the provisions of subsection c. above who is found to have an alcohol concentration of greater than 0.02 but less than 0.04 shall be removed from duties for 24 hours or until the next work day, whichever is longer. The employee may use vacation, holiday, and /or compensatory time for work missed during this period, but not sick leave. 49 CFR § 382.505(a). Section 16. City Employees Prohibited from Carrying Weapons on City Property; Exceptions. a. Employees of the City may not have on their person, either concealed or unconcealed, or in their immediate possession, or bring onto any premises of the City any firearm, gun, pistol or other similar item, regardless whether the person is licensed by the State of Texas to carry a concealed weapon. b. The following City of Huntsville employees are authorized to carry firearms or other weapons when the firearm is issued to them or approved by the City: 1. Police; IM Security guards; Court bailiffs; or Specially deputized employees of the City. w CHAPTER 11 DISCIPLINE APPEALS Section 1. Grounds for Disciplinary Action. Disciplinary action may be taken against an employee for just cause. Just cause shall be related to the job involved and shall include but not be limited to illegal, unethical, abusive, or unsafe acts; violation of City rules, regulations, policies, or procedures; insubordination; inefficiency; poor work performance; neglect or abandonment of duties; failure to report overtime worked; working overtime not authorized; participation in prohibited political activity or solicitation; abuse of illness, injury, disability, or other benefits; tardiness or absence without leave; falsification of official documents or records; using or being under the influence of drugs or intoxicating beverages while on duty; improper use of alcohol or drugs, including positive drug or alcohol tests administered under these rules; refusal to undergo a properly ordered drug and /or alcohol test; waste, damage, or unauthorized use of City property or supplies; unauthorized use or disclosure of official information; unauthorized or improper use of official authority; violation of the provisions of the City Charter; discourtesy to the public or to fellow employees; or for refusal or neglect to pay just debts. Nothing herein shall, however, limit the authority of City Council to remove officers appointed by Council. Section 2. Types of Disciplinary Action. a. Formal disciplinary action taken shall be consistent with the nature of the deficiency or infraction involved and the record of the employee. Formal disciplinary action shall include written reprimand, disciplinary probation, suspension, reduction in pay, demotion, and dismissal. Any of the foregoing types of formal disciplinary action may be invoked for a particular deficiency or infraction, depending upon the exact circumstances. An employee may be formally warned anytime that he or she may be dismissed or otherwise disciplined for further unsatisfactory performance and /or conduct. b. An FLSA exempt employee will not be subject to disciplinary pay- docking for less than one (1) week increments, except for violations of major safety rules. Section 3. Written Reprimand. In the interest of good discipline, an employee may be reprimanded in writing. The written reprimand shall describe the deficiency or infraction involved and shall state the likely consequences for further unsatisfactory performance and /or conduct. The written reprimand shall be permanently noted in the employee's official personnel file. Section 4. Disciplinary Probation. In the interest of good discipline, an employee may be placed on disciplinary probation for up to one (1) year. A written notice of the disciplinary probation that describes the deficiency or M. infraction involved and that states the likely consequence of further unsatisfactory performance and /or conduct must be given to the employee. The disciplinary probation shall be permanently noted in the employee's official personnel file. Section 5. Suspension. In the interest of good discipline, an employee may be suspended without pay for up to 30 calendar days in one (1) calendar year. A written notice of suspension that describes the deficiency or infraction involved and states the likely consequence of further unsatisfactory performance and /or conduct must be given to the employee. The suspension will be permanently noted in the employee's official personnel file. Section 6. Reduction in Pad. In the interest of good discipline, an employee's pay may be reduced within range. A written notice of reduction must be given to the employee that describes the deficiency or infraction involved and states the likely consequences of further unsatisfactory performance and /or conduct. The reduction shall be permanently noted in the employee's official personnel file, but the employee shall not be disqualified from consideration for later pay increases. Section 7. Demotion. In the interest of good discipline, an employee may be demoted. A written notice of demotion must be given to the employee that describes the deficiency or infraction involved and states the likely consequences of further unsatisfactory performance and /or conduct. The demotion will be permanently noted in the employee's official personnel file, but the employee will not be disqualified from consideration for later advancement. Section 8. Dismissal. In the interest of good discipline, an employee may be dismissed from the City service. A written notice of dismissal must be given to the employee that describes the deficiency or infraction involved. Section _9.Pre- Deprivation Hearings. a. 1. Before considering a complaint against a law enforcement officer, fire fighter, or police officer employed by the City, the complaint should be reduced to writing, signed and provided to the employee. See Texas Government Code § 614.021 et seq.- 2. Before taking any disciplinary action under section 5, 6, 7, or 8 above, a written notice of the proposed disciplinary action describing the employee's alleged deficiency or infraction shall be given to the employee subject to the disciplinary 47 action. If the employee is absent without leave, notice of disciplinary action shall be mailed to the employee at his last known address by certified mail, return receipt requested. The notice shall establish the time for a pre- deprivation hearing. See Chapter 9, § 7 /Absence without Leave [Lost Time]. b. On or after the second working day following notice of the proposed disciplinary action, the employee's director shall conduct a pre- deprivation hearing. At the pre- deprivation hearing, the director shall review the written charges and explain the evidence related to them. At that hearing, the employee against whom the disciplinary action is proposed will be entitled to present an oral and written response. An employee may not be suspended, demoted or terminated until the completion of the pre- deprivation hearing. If the director perceives a significant hazard in keeping the employee on the job, the director may suspend the employee with pay pending the pre - deprivation hearing. d. Upon completion of the pre- deprivation hearing, the director may withdraw, amend, or issue the notice of disciplinary action. Section 10. Appeal of Disciplinary Action to City Manager. a. Formal disciplinary action taken under this chapter may be appealed in writing directly to the City Manager within five (5) working days following notice of the action. b. The action may be stayed pending decision on the appeal, or may take effect anytime after issuance of the notice as determined by the City Manager. C. Upon request, an employee against whom disciplinary action is taken shall be entitled to present a written response to said action and to appear personally before the City Manager, with or without counsel. All parties shall have the opportunity to present and cross examine witnesses who appear. The City Manager, following careful investigation, shall have broad authority to approve, disapprove, modify, increase, or rescind any disciplinary actions taken or proposed. The City Manager shall render a final written decision within ten (10) working days of the close of the hearing. Section 11. Appeal of Certain Disciplinary Action to City Council. a. An employee who, after appeal to the City Manager, is terminated or is suspended without pay for five (5) working days or more, may file a written petition with the City Secretary requesting a hearing on such personnel action within ten (10) days after the City Manager's decision. b. The petition shall contain the employee's signature, his home address, and a request for W a public or private hearing. C. If timely filed, the Council shall hold a hearing not less than six (6) days or more than 20 days from such petition. d. Notice of the hearing date shall be given to the employee either by personal service or by certified mail, return receipt requested, through the City Secretary at least five (5) days before the hearing date. e. All hearings will be held at the City Hall of the City of Huntsville. f. City Council will render a written decision within ten (10) days of the close of the hearing. See City Charter § 4.13; City of Huntsville Code § 2 -2. 0 CHAPTER 12 NONDISCIPLINARY SEPARATION Section 1. Resignation. An employee may leave City employment in good standing by submitting his or her resignation in the prescribed manner at least ten (10) working days in advance. Upon approval of the City Manager, any portion of the notice period may be waived. Section 2. Layoffs /Reorganizations. The City may layoff an employee, transfer an employee to another position, or demote an employee because of changes in duties or organization or for lack of work or funds. Whenever possible, an employee will be transferred to a suitable position elsewhere. Whenever possible, the City will give the employee at least two (2) weeks notice before the layoff or demotion. The City will carry out layoffs or reorganizations based on demonstrated job performance and efficiency, retaining the most proficient employees the longest. The City will use seniority within City service to decide the order of layoff or reorganization among employees with substantially equivalent records of job performance and efficiency, retaining the most senior employees the longest. The City will layoff temporary employees before regular employees doing similar duties. The City does not consider layoffs, transfers, or demotions resulting from reorganizations as disciplinary actions. See also Worker Adjustment and Retraining Act, 29 U.S.C. § 2101. Section 3. Incapacity. a. An employee may be separated for incapacity or medical reasons when the employee no longer meets the standards of fitness required for the position. The supervisor will decide incapacity based on individual medical determination by competent authority as prescribed by HRD. See also Chapter 10, § 5 /Physical Fitness. b. Separation for incapacity will not be considered disciplinary action and will not operate to deny an employee the use of any accrued illness, injury, disability, or other benefits. C. The City will provide COBRA benefits and pay disability insurance premium for six (6) months; provided, however, that the City will stop such benefits if another person hires the employee, the employee establishes meaningful employment, or the employee receives a disability payment. See Chapter 4, § 6 /Medical Examinations and chapter 10, 5 5 /Physical Fitness. 50 d. After six (6) months of continuous employment, all full -time regular employees will be covered by the disability policy for both on and off the job disabilities. The long term disability benefit will be 66 2/3% of the employee's basic monthly salary rate, reduced by certain other employee income and not exceeding $1,500 per month. Long term disability begins after a waiting period of 90 consecutive days. An employee on disability will not accrue additional holiday, vacation or personal leave benefits. Section 4. Retirement. a. Eligible employees may separate from City employment by retirement according to applicable programs. Regular employees will retire from City employment on the last day of the calendar year in which their 70th birthday occurs. The City may defer an employee's retirement with the employee's consent and with the approval of the City Manager and City Council, provided, that the employee pass an appropriate physical examination. The City will grant retirement deferments on a year to year basis. See 42 U.S.C. § 300bb -1. b. A retired employee, may continue health plan coverage at the same cost that the City sets for regular employees or employee dependents if the retired employee retires with eighty or more points (age plus service). The City will continue to pay the retired employee's health plan cost as if the retired employee were an employee of the City while that retired employee remains a member of the City's health plan. C. Except as provided in subsection b) above, 1. a retired employee who retires under the Texas Municipal Retirement System with seventy or more points, or 2. the spouse or a dependent of a retired employee with seventy or more points: may purchase health plan benefits through the City's health plan to continue the health plan coverage, if any, for the retired employee, spouse or dependent that they maintained at the time of the employee's retirement from the City under the following conditions: a) The retired employee, spouse or dependent, must pay in advance by bank draft (ACH) the health plan cost established by the City for the employee, spouse or dependent plus a two (2) percent administrative fee; and b) The City will stop health plan coverage if payments are more than one month delinquent; and 51 c) The scope of health plan coverage for retirees and their spouses or dependents will be subject to the same terms and conditions, and changes to terms and conditions, as that for regular employees and /or dependents. d. To be eligible for health plan coverage, the City's health plan must cover the retired employee, the retired employee's spouse and /or dependent at the time of the employee's retirement from the City. The City will not permit the addition of new dependents to the health plan after the employee's retirement. If a retired employee, or that retired employee's spouse and /or dependents stop health plan coverage for any reason, then the city will not permit the retired employee and /or spouse or dependent, as appropriate, to reenter the City health plan. e. If an employee dies while employed by the City with sufficient points to have retired, then the City will treat the employee as a retired employee as of the date of death. An employee that retires under any of the disability retirement options of the Texas Municipal Retirement System (T.M.R.S.) will not be eligible for any of the health plan benefits described in the section unless qualified by age and years of service as described. In any event, the City requires a minimum of ten years employment service for the City for any of the health plan benefits described herein. g. The City provides additional retirement benefits through the Texas Municipal Retirement System. All regular employees working 1,000 hours or more per year are eligible to enroll. The Plan requires that each employee deposit 7% of their salary to the retirement fund. The City makes a contribution equal to 14% of the employee's salary; however, the employee vests to the City money only after 10 (ten) years service. Additional information regarding T.M.R.S. is available through the Human Resources Division. Eligible employees may retire with 20 years of service at any age or at age 60 with at least ten (10) years of service. h. The City does not participate in social security (the Federal Insurance Contribution Act). City employment may adversely affect social security benefits. Federal law requires employees hired by the City after March 31, 1986, to participate in Medicare. City employees not eligible to participate in the Texas Municipal Retirement System shall elect to contribute 7.5% or more of their compensation to the City's section 457 deferred compensation program. See also Personal Rules chapter 8, §S 10 and 11, above. 52 CHAPTER 13 REINSTATEMENT Section 1. Following Layoff. The City may recall to work a person whom it layed off, including a former temporary employee separated upon completion of duties, anytime provided the person remains qualified to do the duties of the position. Section 2. Following Separation for Incapacity. The City may reinstate a person who was separated for incapacity in his or her former type of position, if available, within one (1) year following separation, provided the person removes the reason for the incapacity to the satisfaction of the City, the person remains otherwise qualified to do the duties of the position, and rehire would be in the interest of the City. Section 3. Veterans. Employees who left City employment in good standing to enter duty with the armed forces of the United States will be eligible for reinstatement according to applicable Texas and federal laws. See Personnel Rules chapter 9, § 4 above. 53 CHAPTER 14 GRIEVANCE PROCEDURES Section 1. Notice to Supervisor. The City encourages employees to informally take any job - related complaints or problems to their immediate supervisors. Following informal discussions, an employee remaining dissatisfied with a working condition, or some other aspect of employment not subject to the disciplinary appeal procedure (Chapter 11), may submit a written grievance to his or her immediate supervisor within 15 calendar days after the cause of the grievance arises or becomes known to the employee. Section 2. Response by Supervisor. It will be the responsibility of the immediate supervisor to study the grievance and attempt to resolve it within ten (10) calendar days. Further discussion with the grievant will be encouraged. If the supervisor cannot satisfactorily resolve the employee's grievance within ten (10) calendar days, then the immediate supervisor shall refer it with comments and /or recommendations to the next higher level of supervision. The department director will be the last person in the department to whom an unresolved issue will be taken. Section 3. Appeal to City Manager. Upon an employee's written appeal to the City Manager from a director's decision, the City Manager may investigate the matter and shall render a written decision. The City Manager's decision will be final and binding on all parties on all matters except those that Council has jurisdiction over. See City Charter § 4.13; City of Huntsville Code § 2 -2. 54 CHAPTER 15 PERSONNEL FILES AND REPORTS Section 1. Personnel Files. The Human Resources Division will maintain the official personnel files for all City employees. Unless otherwise provided by law, personnel files and information will be confidential and no person may use or divulge this information for purposes unconnected with the City personnel management system except with the permission of the employees involved. Nothing herein shall prevent the dissemination of impersonal statistical information. An employee shall have a right of reasonable inspection of his or her official personnel file. The employee's file shall include, but not be limited to, application, medical reports, personnel forms, memos, and letters concerning the employee and evaluation reports. See also Texas Government Code chapter 552. Section 2. Status Change. Department directors will report changes in personnel status of their employees following procedures developed by the Human Resources Division. Section 3. Personnel Reports. The Human Resources Division will prepare such rosters, narrative reports, statistical summaries, and other reports as are necessary or desirable to provide useful information to the management. Section 4. Final Pay; Separation Interview. Before receiving the final paycheck, an employee shall: a. return all tools, uniforms, and other City property issued to the employee in the course of employment; and b. visit with an employee of the Human Resources Division regarding COBRA benefits and other exit matters. See Texas Labor Code chapter 61 (public employees are not however subject to the Texas Pay Day Law). 55 CHAPTER 16 HUNTSVILLE POLICE DEPARTMENT PROMOTIONAL POLICIES Section 1. Purpose. The purpose of this procedure is to implement a fair promotional procedure for the Huntsville Police Division. Section 2. Procedure for Promotion to Police Lieutenant. a. Minimum Requirements - Must currently be employed at the rank of Sergeant with the Huntsville Police Department and be off probation; or have eight(8) years law enforcement experience, inclusive of three (3) years of supervisory experience with an equivalent or larger size law enforcement agency and an advanced certificate from the Texas Commission on Law Enforcement Officers Standards and Education. b. Examination Process - The examination process shall consist of a written test and an Assessment Center, approved by the City Manager. 1. Written Test a) The Test Administrator shall initiate the following steps for the written exam: 1) assign each applicant a confidential control number; and 2) administer the written exam to each applicant using the confidential control number. b) The written test for the position of Police Lieutenant will consist of multiple choice, fill -in the blank, and /or true -false questions constructed to test general knowledge of information appropriate for successful performance at the management level in the Huntsville Police Department. 2. Assessment Center a) The Assessment Center shall be approved by the City Manager and shall be conducted by an Assessment Center Board. The Board will consist of three (3) citizens designated by the Mayor and confirmed by the City Council. One (1) member shall be appointed for a term of three (3) years, one (1) for a term of two (2) years, and one (1), and one (1) for a term of one (1) year. Thereafter, each citizen shall be appointed for a three (3) year term or until his successor is duly appointed. 56 M b) The Board shall initiate the following steps for Assessment Center: 1) constructing controlled exercises; and 2) notifying applicants of the Center agenda. c) The Assessment Center shall consist of: 1) pre - established controlled exercises with specific dimensions and instructions allowing assessors to evaluate applicant's responses; and 2) final rankings shall be calculated by averaging the scores assigned by each Assessor for each individual applicant. Ranking Process - The Test Administrator will determine the final cumulative scores of participants by the following formula: 1. Performance in Assessment Center 60 Points 2. Performance on written test 40 Points 3. Education and experience bonus points 10 Points Variable to maximum; awarded as follows: 2.0 Points a) Education 2.5 Points 30 college semester hours 1 Points 60 college semester hours 2 Points 90 college semester hours 3 Points 120 college semester hours 4 Points Baccalaureate Degree 5 Points b) Experience as a sworn police officer One (1) Year .5 Points Two (2) Years 1.0 Points Three (3) Years 1.5 Points Four (4) Years 2.0 Points Five (5) Years 2.5 Points Six (6) Years 3.0 Points Seven (7) Years 3.5 Points Eight (8) Years 4.0 Points Nine (9) Years 4.5 Points Ten Years or more (10 +) 5.0 Points 57 d. Final Selection - The Chief of Police will make the final selection from the top three (3) candidates after consultation with the Test Administrator and Assessment Center Board members. PERSONNEL RULES - APPENDIX A Charter Officers - City Manager At -will Employee Salary The City Manager is an at -will employee of the Council and nothing herein shall prevent, limit or otherwise interfere with the right of the City Council to terminate the employment of the City Manager at anytime. The City agrees to pay the City Manager an annual base salary. Outside Employment The City Manager shall devote full business time and best efforts to the City and remain in the exclusive employment of the City. Working Hours City Manager regular hours of work will be 8:00 a.m. to 5:00 p.m., five (5) days per week, excepting vacation and holiday time. Reasonable time off shall be permitted the City Manager, within the general guidelines approved for other exempt employees, so long as such time off does not interfere with the normal conduct of the office of City Manager and is approved by the Mayor. Other Compensation In addition to an annual salary, the City Manager shall be entitled to those benefits provided other open - salaried employees of the City such as vacation leave, holiday leave, health insurance, life insurance, retirement system contribution, sick leave, short-term and long -term disability coverage. The City Manager shall not be entitled to longevity pay, overtime pay, or license pay. Other Personnel Rules Except as otherwise specifically provided, the general provisions of the personnel policies including those provisions related to discipline and appeals are not applicable to the City Manager. Moreover, the City Manager is expected to maintain a level of conduct as high 59 or higher than that established by the personnel policies. Financial Disclosure The City Manager shall report to the Mayor and council any ownership interest in real property in the City and any financial interest in any firm doing work or proposing to do work for the City. Such reporting shall be made in writing within ten (10) days upon acquisition of the real property and immediately upon notice of work or intended work for the City. Residency The City Manager shall establish with six (6) months of employment his /her principal place of residency within the corporate limits of the City and shall maintain such residency at all times during employment by the City. •1 PERSONNEL RULES - APPENDIX B Charter Officers - City Attorney At -will Employee Salary The City Attorney is an at -will employee of the Council and nothing herein shall prevent, limit or otherwise interfere with the right of the City Council to terminate the employment of the City Attorney at anytime. The City agrees to pay the City Attorney an annual base salary. Outside Employment The City Attorney shall not engage in outside employment, including self - employment, where such employment would constitute a conflict of interest or adversely affect the attorney's employment with the City. Working Hours City Attorney regular hours of work will be 8:00 a.m, to 5:00 p.m., five (5) days per week, excepting vacation and holiday time. Reasonable time off shall be permitted the City Attorney, within the general guidelines approved for other exempt employees, so long as such time off does not interfere with the normal conduct of the office of City Attorney and is approved by the City Manager. Other Compensation In addition to an annual salary, the City Attorney shall be entitled to those benefits provided other open - salaried employees of the City such as vacation leave, holiday leave, health insurance, life insurance, retirement system contribution, sick leave, short-term and long -term disability coverage. The City Attorney shall not be entitled to longevity pay, overtime pay, or license pay. Other Personnel Rules Except as otherwise specifically provided, the general provisions of the personnel policies including those provisions related to discipline and appeals are not applicable to the City Attorney. Moreover, the City Attorney is expected to maintain a level of conduct as high or higher than that established by the personnel policies. Financial Disclosure 61 The City Attorney shall report to the City Manager any ownership interest in real property in the City and any financial interest in any firm doing work or proposing to do work for the City. Such reporting shall be made in writing within ten (10) days upon acquisition of the real property and immediately upon notice of work or intended work for the City. Residencv The City Attorney shall establish with six (6) months of employment his /her principal place of residency within the corporate limits of the City and shall maintain such residency at all times during employment by the City. 62 PERSONNEL RULES - APPENDIX C Charter Officers - City Secretary At -will Employee Sam The City Secretary is an at -will employee of the Council and nothing herein shall prevent, limit or otherwise interfere with the right of the City Council to terminate the employment of the City Secretary at anytime. The City agrees to pay the City Secretary an annual base salary. Outside Employment The City Secretary shall devote full business time and best efforts to the City and remain in the exclusive employment of the City. Working Hours City Secretary regular hours of work will be 8:00 a.m. to 5:00 p.m., five (5) days per week, excepting vacation and holiday time. Reasonable time off shall be permitted the City Secretary, within the general guidelines approved for other exempt employees, so long as such time off does not interfere with the normal conduct of the office of City Secretary and is approved by the City Manager. Other Compensation In addition to an annual salary, the City Secretary shall be entitled to those benefits provided other open - salaried employees of the City such as vacation leave, holiday leave, health insurance, life insurance, retirement system contribution, sick leave, short-term and long -term disability coverage. The City Secretary shall not be entitled to longevity pay, overtime pay, or license pay. Other Personnel Rules Except as otherwise specifically provided, the general provisions of the personnel policies including those provisions related to discipline and appeals are not applicable to the City Secretary. Moreover, the City Secretary is expected to maintain a level of conduct as high or higher than that established by the personnel policies. Financial Disclosure The City Secretary shall report to the City Manager any ownership interest in real 63 property in the City and any financial interest in any firm doing work or proposing to do work for the City. Such reporting shall be made in writing within ten (10) days upon acquisition of the real property and immediately upon notice of work or intended work for the City. Residen The City Secretary shall establish with six (6) months of employment his /her principal place of residency within the corporate limits of the City and shall maintain such residency at all times during employment by the City. e PERSONNEL RULES - APPENDIX D Charter Officers - Municipal Court Judge 65 AMENDMENTS DATE AMENDED RESOLUTION NUMBER 3 -17 -81 81 -04 3 -09 -82 82 -03 4 -13 -82 82 -08 5 -04 -82 95 -07 5 -18 -82 82 -13 11 -16 -82 82 -17 1 -11 -83 83 -04 6 -21 -83 83 -08 1 -29 -85 85 -03 7 -16 -85 85 -15 8 -06 -85 85 -16 9 -17 -85 85 -18 5 -06 -86 86 -07 7 -29 -86 86 -10 ORDINANCE NUMBER 6 -07 -88 88 -09 7 -23 -91 91 -14 7 -27 -93 93 -21 8 -23 -94 94 -26 2 -28 -95 95 -07 9 -12 -95 95 -29 10 -03 -95 95 -33 12 -12 -95 95 -41 2 -13 -96 96 -04 9 -10 -96 96 -14 O AMENDMENTS DATE AMENDED RESOLUTION NUMBER 3 -17 -81 81 -04 3 -09 -82 82 -03 4 -13 -82 82 -08 5 -04 -82 95 -07 5 -18 -82 82 -13 11 -16 -82 82 -17 1 -11 -83 83 -04 6 -21 -83 83 -08 1 -29 -85 85 -03 7 -16 -85 85 -15 8 -06 -85 85 -16 9 -17 -85 85 -18 5 -06 -86 86 -07 7 -29 -86 86 -10 ORDINANCE NUMBER 6 -07 -88 88 -09 7 -23 -91 91 -14 7 -27 -93 93 -21 8 -23 -94 94 -26 2 -28 -95 95 -07 9 -12 -95 95 -29 10 -03 -95 95 -33 12 -12 -95 95 -41 2 -13 -96 96 -04 9 -10 -96 96 -14 12 -17 -96 96 -24 ..