ORD 1983-14 - Issue Sewer BondsORDINANCE NO. 83 -14
ORDINANCE AUTHORIZING THE ISSUANCE OF
$2,400,000 CITY OF HUNTSVILLE, TEXAS,
WATERWORKS AND SANITARY SEWER SYSTEM
REVENUE BONDS, SERIES 1983
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF
HUNTSVILLE:
SECTION 1:
FINDINGS AND DETERMINATIONS: It is hereby officially
found and determined that:
(a) The City of Huntsville, Texas (the "City ") has
heretofore issued, sold and delivered its $350,000
Waterworks and Sanitary Sewer System Revenue Bonds,
Series 1965, its $550,000 Waterworks and Sanitary
Sewer System Revenue Bonds, Series 1970, its
$400,000 Waterworks and Sanitary Sewer System
Revenue Bonds, Series 1974, and its $325,000
Waterworks and Sanitary Sewer System Revenue Bonds,
Series 1975 (the "Outstanding Bonds ").
(b) The ordinances authorizing the issuance of the
Outstanding Bonds provide for the issuance of
additional revenue bonds on a parity with the
Outstanding Bonds under certain conditions.
(c) The conditions under which the City may issue
additional revenue bonds on a parity with the
Outstanding Bonds have been met or are being met
concurrently with the issuance of the bonds
authorized by this Ordinance.
(d) The City is authorized by Article 1111 et seq,
Vernon's Texas Civil Statutes, to issue bonds
payable from the net revenues of its waterworks
and sanitary sewer system, and is authorized by
Article 1112 to issue such bonds without an election
to provide money for acquisitions, extensions,
construction, improvement or repair of such system.
(e) The City Council, by Ordinance adopted February 22,
1983, authorized the giving of notice under Article
2368a, Vernon's Texas Civil Statutes, as amended,
of its intention to issue the bonds authorized by
this Ordinance.
(f) Such notice was published on April 3, 1983, and
April 10, 1983, in the Huntsville Item, a newspaper
published in the City.
(g) The City has not received any petitions for a
referendum concerning the issuance of such bonds.
SECTION 2:
NAME, AMOUNT, PURPOSE AND AUTHORIZATION: The serial,
coupon, revenue bonds of the City of Huntsville, Texas, to be
known and designated as "CITY OF HUNTSVILLE, TEXAS, WATERWORKS
AND SANITARY SEWER SYSTEM REVENUE BONDS, SERIES 1983" shall be
issued in the aggregate principal amount of $2,400,000, for
the purpose of providing money for acquisitions, extensions,
construction, improvement or repair of the City's waterworks
and sanitary sewer system, under and in strict conformity
with the Constitution and laws of the State of Texas,
particularly Articles 1111 to 1118, both inclusive, Vernon's
Texas Civil Statutes, as amended.
SECTION 3:
DATE, NUMBERS, DENOMINATION AND MATURITIES: Said revenue
bonds shall be dated April 1, 1983, shall be numbered
consecutively from 1 to 480, both inclusive, shall be in the
denomination of $5,000 each, aggregating $2,400,000, and
shall become due and payable serially in their numerical
order, on the first day of October in the years and in the
respective amounts shown in the following schedule:
1984 50,000
1985 50,000
1986 60,000
1987 60,000
1988 70,000
1989 80,000
1990 80,000
1991 90,000
1992 100,000
1993 110,000
1994 120,000
1995 130,000
1996 150,000
1997 160,000
1998 180,000
1999 200,000
2000 210,000
2001 240,000
2002 260,000
SECTION 4:
INTEREST RATES AND INTEREST PAYMENT DATES: Said bonds
shall bear interest per annum at the following rates,
respectively:
Bonds maturing 1984 through
Bonds maturing through
Bonds maturing through
Bonds maturing through
Bonds maturing through
Bonds maturing through
Bonds maturing through
Bonds maturingthrough
Bonds maturing through
interest payable April 1, 1984, and semiannually thereafter
on October 1 and April 1 in each year until the principal
sum is paid.
SECTION 5:
MEDIUM OF PAYMENT, CHARACTERISTICS AND EXECUTION OF
BONDS AND INTEREST COUPONS: Said bonds, and the interest
coupons appertaining thereto, shall be payable, shall have
the characteristics, shall be subject to redemption prior to
maturity, and shall be signed and executed (and said bonds
shall be sealed), all as provided and in the manner indicated
in the FORM OF BONDS set forth in this ordinance.
SECTION 6:
FORM OF BONDS, COMPTROLLER'S REGISTRATION CERTIFICATE
AND FORM OF INTEREST COUPONS:
FORM OF BONDS:
No. $5,000
UNITED STATE OF AMERICA
COUNTY OF WALKER
CITY OF HUNTSVILLE, TEXAS,
WATERWORKS AND SANITARY SEWER SYSTEM
REVENUE BOND, SERIES 1983
FOR VALUE RECEIVED, the City of Huntsville, Tex—,,
hereby acknowledges itself indebted to and promises to pay to
bearer on the first day of October, 19 , solely from the
special fund hereinafter specified, the sum of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from the date hereof, at the
rate of % per annum, evidenced by interest coupons
payable April 1, 1984, and semiannually thereafter on
October 1 and April 1 of each year until the principal sum is
paid. The principal of this bond and the interest coupons
appertaining hereto shall be payable to bearer in any coin or
currency which on the respective dates of payment of such
principal and interest is legal tender for the payment of
debts due the United States of America, without exchange or
collection charges to the bearer, upon presentation -.Id
surrender of this bond or proper coupon at The First National
Bank, Huntsville, Texas, or, at the option of the holder et
Texas, which ch,111
be the paying agents for this series of bonds.
THE DATE OF THIS BOND, in conformity with the ordinance
hereinafter mentioned, is April 1, 1983.
THIS BOND IS ONE OF A SERIES OF BONDS of like tenor
and effect, except as to serial number, interest rate, right
of prior redemption and maturity, being numbered consecutively
from 1 to 480, both inclusive, in the denomination of $5,000
each, aggregating $2,400,000 (the "Bonds") and, together with
the other bonds of said series, is issued for the purpose of
acquisitions, extensions, construction, improvement or repair
of the City's waterworks and sanitary sewer system, under and
in strict conformity with the Constitution and laws of the
State of Texas, particularly Articles 1111 to 1118, both
inclusive, Vernon's Texas Civil Statutes, as amended, and
pursuant to an ordinance lawfully adopted by the City Council
of said City and duly recorded in the official minutes of
said City Council, to all the provisions of which ordinance
the owner or holder of this bond by the acceptance thereof
expressly assents.
ON OCTOBER 1, 1993, OR ON ANY INTEREST PAYMENT DATE
THEREAFTER, the outstanding Bonds of this series may be
redeemed prior to their scheduled maturities, at the option
of the City, in whole or in part in inverse numerical order,
for the principal amount thereof and accrued interest thereon
to the date fixed for any such redemption. At least thirty
days prior to the date fixed for any such redemption, the
City shall cause a written notice of such redemption to be
mailed to the banks at which the Bonds are payable and
published at least once in a financial publication published
in the City of New York, New York, or in the City of Austin,
Texas. By the date fixed for any such redemption, due
provision shall be made with the paying agents for the
payment of the required redemption price. If such written
notice of redemption is published and if due provision for
such payment is made, all as provided above, the Bonds which
are to be so redeemed thereby automatically shall be redeemed
prior to their scheduled maturities; and they shall not be
regarded as being outstanding except for the purpose of being
paid by the paying agents with the funds so provided for such
payment.
THIS BOND SHALL NOT BE DEEMED TO CONSTITUTE A DEBT of
the City of Huntsville or a pledge of its faith -.1d credit,
but shall be payable, as to principal and interest, together
with the other bonds of this series and the outstanding City
of Huntsville, Texas, Waterworks and Sanitary Ser System
Revenue Bonds: Series 1965, dated June 1, 1965, Series 1970,
dated December 1, 1970, Series 1974, dated December 1, 1974,
and Series 1975, dated March 1, 1975 (the "Outvtanding
Bonds"), solely from the revenues derived from the operation
of the City's waterworks and sanitary sewer system, including
all additions, extensions and improvements thereto which may
hereafter be made, after deduction of the reasonable expenses
of maintenance and operation of said system (the Bonds and
the Outstanding Bonds being in all respects on a parity with
one another). The holder hereof shall never have the right
to demand payment of this obligation out of any funds raised
or to be raised by taxation.
THE CITY EXPRESSLY RESERVES THE RIGHT TO ISSUE additional
bonds payable from the net revenues of said waterwcrks and
sanitary sewer system, and such additional bonds *nay be on a
parity in all respects with the Bonds and the 'Aitstanding
Bonds, but such additional parity bonds may be i-sued only
pursuant to and subject to the restrictions, covenants and
limitations contained in the ordinance authorizing this issue
of Bonds, to which reference is hereby made for all parti-
culars.
IT IS HEREBY CERTIFIED, RECITED AND DECLARED that the
issuance of this Bond, and the series of which it is a part,
is duly authorized by law; that all acts, conditions and
things required to be done precedent to and in the issuance
of this Bond and this series of Bonds to render the same
lawful and valid have been properly done and performed and
have happened in regular and due time, form and manner, as
required by law; that due provision has been made for the
payment of the principal of and interest on this Bond and the
other Bonds of the series of which it is a part by irrevocably
pledging, as aforesaid, the net revenues of said waterworks
and sanitary sewer system; and that the issuance of this
series of Bonds does not exceed any constitutional or
statutory limitation.
IN TESTIMONY WHEREOF, this Bond and the interest coupons
appertaining hereto have been signed with the facsimile
signature of the Mayor of the City and countersigned with the
facsimile signature of the City Secretary of the City, and
the official seal of the City has been duly impressed, or
placed in facsimile, on this Bond.
Mayor
COUNTERSIGNED: City of Huntsville, Texas
City Secretary
City of Huntsville, Texas
FORM OF REGISTRATION CERTIFICATE:
COMPTROLLER'S REGISTRATION CERTIFICATE: REGISTER NO.
I hereby certify that this bond has been examined, cer-
tified as to validity, and approved by the Attorney General
of the State of Texas, and that this bond has been reylotered
by the Comptroller of Public Accounts of the State of Texas.
WITNESS MY SIGNATURE AND SEAL this
Comptroller of Public Accounts
of the State of Texas
(SEAL)
FORM OF INTEREST COUPONS:
No.
ON 1, 19 ,
(unless the bond to which this coupon appertains has been
called for prior redemption and due provision has been made
to redeem same), the CITY OF HUNTSVILLE, TEXAS, PROMISES TO
PAY TO BEARER the amount shown on this interest coupon, in
any coin or currency which on such date is legal tender for
the payment of debts due the United States of America,
without exchange or collection charges to the bearer, upon
presentation and surrender of this coupon, at The First
National Bank, Huntsville, Texas, or, at the option of the
holder, at
Texas, said amount being interest due that date on the bond
bearing the number hereinafter designated of that issue of
City of Huntsville, Texas, Waterworks and Sanitary Sewer
System Revenue Bonds, Series 1983, dated April 1, 1983. The
holder hereof shall never have the right to demand payment of
this obligation out of any funds raised or to be raised by
taxation. Bond No.
Mayor
City Secretary
SECTION 7:
BOND OPINION AND CUSIP NUMBERS: The approving opinion
of Vinson and Elkins, Houston, Texas, and Cusip Numbers may
be printed on the backs of the Bonds, the omission of such
opinion or errors in or omission of such numbers shall have
no effect whatever on the validity of such Bonds.
SECTION 8:
DEFINITIONS: As used in this ordinance, the following
terms shall mean and include, and are defined, as follows:
(a) City - the City of Huntsville, Texas, and where
appropriate, the City Council of the City.
(b) System - the waterworks and sanitary sewer system
of the City, including all present and future extensions,
additions, replacements and improvements thereto.
(c) Net Revenues - the gross revenues of the System
less the reasonable expense of operation and maintenance of
said System, including all salaries, lab,)c, materials,
repairs and extensions necessary to render efficient service,
provided, however, that only such repairs and extensions, as
in the judgment of the City Council, reasonably and fairly
exercised, are necessary to keep the plant or utility in
operation and render adequate service to the City and the
inhabitants thereof, or such as might be necessary to meet
some physical accident 'or condition which would otherwise
impair the Outstanding Bonds, the Bonds and the Additional
Bonds shall be deducted in determining Net Revenues.
(d) Bonds - the $2,400,000 City of Huntsville, Texas,
Waterworks and Sanitary Sewer System Revenue 3onds, Series
1983 authorized by this ordinance.
(e) Outstanding Bonds - the outstanding bonds of the
City's Waterworks and Sanitary Sewer System Revenue Bonds:
(1) Series 1965, dated June 1, 1965, issued in the aggregate
principal amount of $350,000, (2) Series 1970, dated
December 1, 1970, issued in the aggregate principal amount
of $550,000, (3) Series 1974, dated December 1, 1974,
issued in the aggregate principal amount of $400,000, and
(4) Series 1975, dated March 1, 1975, issued in the aggregate
principal amount of $325,000.
(f) Additional Bonds - the additional parity revenue
bonds that the City expressly reserves the right to issue in
Section 26 of this ordinance.
(g) Interest and Sinking Fund - the interest and sinking
fund for the Outstanding Bonds, the Bonds and Additional
Bonds, which fund is established and confirmed in the ordi-
nances authorizing the Outstanding Bonds and this ordinance.
(h) Reserve Fund - the reserve fund for the Outstanding
Bonds, the Bonds and Additional Bonds, which fund is
established and confirmed in the ordinances authorizing the
Outstanding Bonds and this ordinance.
(i) Contingencies Fund - the special fund for contin-
gencies, which fund is established and confirmed in the
ordinances authorizing the Outstanding Bonds and this
ordinance.
SECTION 9:
PLEDGE: All of the Net Revenues of the waterworks and
sanitary sewer system with the exception of those in excess
of the amounts required to establish and maintain the funds
as hereafter provided are hereby irrevocably pledged for
the payment of the Bonds, the Outstanding Bonds, and the
Additional Bonds if issued under the conditions and in the
manner specified in this ordinance, and the interest thereon,
and it is hereby ordained that the Bonds, the Outstanding
Bonds, and Additional Bonds if so issued, and the interest
thereon shall constitute a first lien upon said Net Revenues.
SECTION 10:
RATES: The City covenants and agrees with the original
purchasers of the Bonds and the Additional Bonds if and when
issued:
(a) That it will at all times charge and collect for
services rendered by the System rates sufficient to pay all
operating, maintenance, depreciation, replacement and
betterment expense and other costs deducible in determining
"Net Revenues" as herein defined, and to produce Net Revenues
equal to at least one and one-half times the average annual
requirement for the payment of principal of and interest on
the Bonds, and the Additional Bonds if issued.
(b) If the Additional Bonds are issued, or if the
System should become legally liable for any other indebted-
ness, the City will fix and maintain rates and collect
charges for the services of the System sufficient to
discharge such indebtedness.
SECTION 11:
FUNDS: All revenue derived from the operation of the
System shall be kept separate from othel funds of the City.
To that end, the creation of the following special Funds is
hereby confirmed:
(a) City of Huntsville Waterworks and Sanitary Sewer
System Revenue Fund, hereinafter called "Revenue Fund."
This Fund shall be kept in the City's Depository Bank.
(b) City of Huntsville Waterworks and Sanitary Sewer
System Revenue BondInterest and Sinking Fund, hereinafter
called "Interest and Sinking Fund." This Fund shall be
deposited with The First National Bank, Huntsville, Texas, as
Trustees of the pledged revenues.
(c) City of Huntsville Waterworks and Sanitary Sewer
System Revenue Bonds Reserve Fund, hereinafter called
"Reserve Fund." This Fund shall be deposited with The First
National Bank, Huntsville, Texas, Trustee.
(d) City of Huntsville Contingencies Fund, hereinafter
called "Contingencies Fund." This Fund shall be kept in the
City's Depository Bank.
SECTION 12:
REVENUE FUND: All revenues of every nature received
through the operation of the System shall be deposited from
day to day as collected, into the Revenue Fund, and the
reasonable and proper expenses of operating and maintaining
the System, including salaries, labor and materials shall be
paid therefrom upon approval of the City Council. The City
Treasurer shall not make any disbursement from said Fund for
repairs in excess of $1,000.00 or for extensions, except
pursuant to a resolution adopted by the City Council declaring
that it is the judgment of the City Council that such repairs
or extensions are necessary to keep the plant or system in
operation and render adequate service to the City and the
inhabitants thereof, or that such repairs or extensions are
necessary to meet some physical accident or condition which
would otherwise impair the Bonds, and such resolution, in
either case, shall recite the facts and reasons for such
judgment. Certified copies of such resolution shall be
furnished without cost to Bondholders requesting the same.
Such resolution shall not be binding or conclusive upon any
Bondholder. All revenues of the System not actually required
to pay expenses and costs incurre-' as permitted by this
Section shall be deposited in the other Funds set forth in
this ordinance, each of which shall have priority thereto
in the order in which they are tre.,ted in the following
sections.
SECTION 13-
ADDITIONAL PAYMENTS INTO THE INTEREST AND SINKING FUND:
After the payment of all maintenance and operation expenses
of the System, as provided in Section 12, and in addition to
and at the same time as the payments into the Interest and
Sinking Fund required by the ordinances authorizing the
Outstanding Bonds, on or before the 1st day of each month,
from moneys in the Revenue Fund, the City shall make the
following deposits into the Interest and Sinking Fund:
Beginning in April 1983, to pay the interest
maturing April 1, 1984, and the principal maturing
on October 1, 1984, there shall be deposited in
substantially equal monthly installments an amount
sufficient to pay, in additior to other amounts
therein and available for such purposes, such
principal and interest as it matures.
Beginning in April 1984, with respect to interest
payments, and in October 1984, with respect to
principal payments, and continuing until all of the
Bonds have been paid, there shall be deposited an
amount which, in addition to other amounts therein
and available for such purpose, is not less than
one-sixth (1/6) of the next maturing interest on
the Bonds and one-twelfth (1/12) of the next
maturing principal of the Bonds.
If in any month the City shall, for any reason, fail to pay
into said Interest and Sinking Fund the full amounts above
stipulated, the amounts equivalent to such deficiencies shall
be set apart and paid into said Interest and Sinking Fund
from the first available and unallocated revenues of the
following month or months and such payments shall be in
addition to the amounts hereinabove provided to be otherwise
paid into said Interest and Sinking Fund each month.
At least ten days prior to each interest payment date,
the Trustee Bank shall make available at the banks of payment
an amount sufficient to pay the principal of and interest to
be payable on such interest payment date on the Bonds, the
Outstanding Bonds and any Additional Bonds.
SECTION 14:
ADDITIONAL PAYMENTS INTO RESERVE FUND: In addition to
and at the same time as the payments into the Reserve Fund
required by the ordinances authorizing the Outstanding Bonds,
the City, on or before the 1st day of each month, beginning
with the month of October 1983, shall pay into the Reserve
Fund each month an amount which is not less than $4,000 and
such monthly payments shall be continued until such time as
there is in the Reserve Fund (in addition to the balance
required to be in said Reserve Fund by the ordinances
authorizing the Outstanding Bonds) a balance of not less than
$240,000. When said balance of not less than $240,000 is
reached in the Reserve Fund, as above provided, then insofar
as these Bonds are concerned, no further payment need be made
into said Reserve Fund; however, in the event that the balance
required to be in the Reserve Fund by this ordinance is ever
reduced to an amount less than $240,000, the monthly payments
as above provided, shall be resumed and continued until said
balance of $240,000 is again reached and maintained. If in
any month the City shall, for any reason, fail to pay into
said Reserve Fund the full amount above stipulated, amounts
equivalent to such deficienGI,s shall be set apart and paid
into said Reserve Fund from tne first available and unallo-
cated revenues of the following month or months and shall be
in addition to the amount hereinabove provided to be otherwise
paid into said Reserve Fund each month. Money in the Reserve
Fund shall be used to pay the principal of and interest on
the Bonds, Outstanding Bonds, and any Additional Bonds at any
time that the balance in the Interest and Sinking Fund is
insufficient for such purposes.
SECrr_ON 15:
NO ADDITIONAL PAYMENTS RE(YTIRED FOR CONTINGENCIES FUND:
Insofar as the Bonds of this issue are concerned, no addi-
tional payments need be made into the Contingencies Fund
(other than the payments into said Contingencies Fund required
by the ordinances authorizing the Outstanding Bonds).
SECTION 16:
DEFICIENCIES IN FUNDS: If in any fiscal year the City
shall, for any reason, fail to pay into the Interest and
Sinking Fund, Reserve Fund and Contingencies Fund the full
amounts above stipulated, amounts equivalent to such defi-
ciencies shall be set apart and paid into said Funds from
the first available and unallocated revenues of the following
fiscal year or years, and such payments shall be in addition
to the amounts hereinabove provided to be otherwise paid
into said Funds during such fiscal year or years.
SECTION 17:
EXCESS REVENUES: Any revenues in excess of those
required to establish and maintain the Funds as above
required may be used for the redemption of Bonds or Addi-
tional Bonds, or for any lawful purpose.
SECTION 18:
SECURITY OF FUNDS: All funds created by this ordinance
shall be secured in the manner and to the fullest extent
permitted by the laws of Texas for the security of public
funds, and such funds shall be used only for the purposes
permitted in this ordinance.
SECTION 19:
MAINTENANCE AND OPERATION - INSURANCE: The City shall
maintain the System in good condition and operate the same in
an efficient manner and at a reasonable cost. So long as any
of the Bonds are outstanding, the City agrees to maintain
insurance for the benefit of the holder or holders of the
Bonds, on the System of a kind and in an amount which usually
would be carried by private companies engaged in a similar
type of business. Nothing in this ordinance shall be
construed as requiring the City to expend any Funds which are
derived from sources other than the operation of the System,
but nothing herein shall be construed as preventing the City
from doing so.
SECTION 20:
ACCOUNTS AND FISCAL YEAR: The City shall keep proper
books of records and accounts (separate from all other
records and accounts of the City) in which complete and
correct entries shall be made of all transactions relating
to the System. The City will operate the System and will
keep its books of 1.,?.cords and accounts on the basis of a
fiscal year ending March 31st, unless otherwise ordained by
the City Council.
SECTION 21:
ACCOUNTING REPORTS:. Within ninety days after the close
of each fiscal year hereafter, the City will furnish (without
cost) to any bondholder who may so request, a signed or
certified copy of a report by an independent accountant
covering the next pr. ceding fiscal year showing the following
information relating to the System:
(a) Income and Expense Statement;
(b) Balance S.10et;
(c) Accountant's comment regarding the manner in which
the City has complied with the requirements of this
ordinance, and his recommendation for any changes or
improvements in the operation of the System;
(d) List of insurance policies in force at the end of
the fiscal year, showing as to each policy, the risk covered,
the name of the insurer, and the expiration date;
(e) The number of properties connected with the System
and the total income from the System for the year;
(f) The number of unmetered customers of the System at
the end of the year.
SECTION 22:
INSPECTION: Any holder or holders of Bonds or Additional
Bonds have the right at all reasonable times to inspect the
System and all records, accounts and data of the City
relating thereto.
SECTION 23:
SPECIAL COVENANTS: The City hereby further covenants
as follows:
(a) That it has the lawful power to pledge the revenues
supporting this issue of Bonds and has lawfully exercised
said power under the Constitution and laws of the State of
Texas; that the Bonds issued hereunder, the Outstanding
Bonds, and the Additional Bonds, when issued, shall be
ratably secured under said pledge of income, in such manner
that no bond shall have preference over any other bond.
(b) That no free service of the System shall be
allowed, and should the City or any of its agencies or
instrumentalities make use of the services and facilities of
the System, payment of the reasonable value thereof shall be
made by the City out of funds from sources other than the
revenues and income of the System.
SECTION 24:
BONDS ARE SPECIAL OBLIGATIONS: The Bonds are special
obligations of the City payable from the pledged revenues,
and the holder thereof shall never haN7f7 the right to demand
payment thereof out of funds raised or to be raised by
taxation.
SECTION 25:
PARITY OF BONDS AND OUTSTANDING BONDS: The Bonds and
the Outstanding Bonds are, and shall be, in all respects on a
parity and of equal dignity with one another.
' SECTION 26:
ADDITIONAL BONDS: In addition to inferior lien bonds,
the City reserves the right to issue ',dditional Bonds, in one
or more installments, and said Additional Bonds, when issued,
may be secured by and payable from a firJt lien on and pledge
of the net revenues of the System in he same manner and to
the same extent as are the Outstanding Bonds and the Bonds,
and such Additional Bonds may in all respects be of equal
dignity with the Outstanding Bonds and the Bonds.
No Additional Bonds may be issued unless:
(a) Each of the Funds set forth above contains the
amount of money then required to be on deposit therein,
(b) The Net Revenues of the System for either of the
following periods:
the 12-month period ending on the last day of the month
preceding the month in which the bond ordinance is
adopted authorizing such Additional Bonds,
or
the then last preceding fiscal year (being the last
completed fiscal year preceding the month in which the
bond ordinance is adopted authorizing such Additional
Bonds),
were equal to at least 1-1/2 times the average annual
principal and interest requirements on all bonds payable from
the revenues of the System which will be outstanding after
the Additional Bonds then proposed to be issued are issued
and sold and delivered.
(c) An independent professional engineer registered
under the laws of the State of Texas makes a projection of
the income of the System during the life of all bonds payable
from the revenues of the System then outstanding and the
Additional Bonds then proposed to be issued and such projec-
tion shows that, in the engineer's opinion, the average annual
Net Revenues of the System will equal at least 1-1/2 times
the average annual principal and interest requirements of all
bonds payable from the revenues of the System which will be
outstanding after the Additional Bonds then proposed to be
issued are issued, sold and delivered.
The term "Net Revenues" as used in this Section shall
mean all of the net revenues of the System (excluding income
received specifically for capital items) after deduction of
the reasonable expenses of operation and maintenance of the
System (,—.cluding expenditures for capital items).
SECTION 27:
SYSTEM AND REVENUES NOT ENCUMBERED: The City covenants
that neither the properties comprising the System nor the
revenues 1,17 the System are in any way pledged or hypothecated
except as the Net Revenues of the System are pledged to the
payment of the Outstanding Bonds, the Bonds and the City's
outstanding Waterworks and Sanitary Sewer System Junior Lien
Revenue Bonds, Series 1973, dated April 1, 1973 ("Junior Lien
Bonds"); however, the lien on and pledge of the Net Revenues
to said Junior Lien Bonds are in all respects junior and
subordinate to the lien' and pledge of said Net Revenues to
the Outstanding Bonds and the Bonds.
SECTION 28:
ARBITRI.GE: The City certifies that based upon all facts,
estimates aid circumstances now known or reasonably expected
to be ia'existence on the date the Bonds are delivered and
paid fo., the City reasonably expects that the proceeds of
the Bonds will not be used in a manner that would cause the
Bonds or any portion of the Bonds to be an "arbitrage bond"
under Section 103(c) of the Internal Revenue Code of 1954, as
amended, and regulations prescribed thereunder. Furthermore,
all officers, employees and agents of the City are authorized
and directed to provide certifications of facts, estimates
and circumstances which are material to the reasonable expec-
tations of the City as of the date the Bonds are delivered
and paid for, and any such certifications may be relied upon
by counsel, by the owners or holders of the Bonds, or by any
person interested in the exemption of interest on the Bonds
from Federal income taxation. Moreover, the City covenants
that it shall make such use of the proceeds of the Bonds,
regulate investments of proceeds of the Bonds, and take such
other and further action as may be required so that the Bonds
shall not be "arbitrage bonds" under Section 103(c) of the
Internal Revenue Code of 1954, as amended, and regulations
prescribed from time to time thereunder.
SECTION 29:
SALE OF BONDS: Said Bonds having been advertised for
sale in accordance with the provisions of the Charter of the
City, and bids having been received this date pursuant to
said advertising, the sale of the Bonds to
at a price of $
subject to the unqualified approving opinions of the Attorney
General of the State of Texas and Messrs. Vinson & Elkins,
Houston, Texas, as to the legality of said Bonds is hereby
authorized, ratified, approved and confirmed. When said
Bonds have been approved by said Attorney General and
registered by the Comptroller of Public Accounts of the State
of Texas, they shall be delivered to the purchaser upon
receipt of the full purchase price.
SECTION 30:
APPROVAL REGISTRATION, AND DELIVERY: The Mayor is hereby
authorized to have control and custody of the Bonds and all
necessary records and proceedings pertaining thereto pending
their delivery, and the Mayor and other officers and
employees of the City are hereby authorized and instructed to
make such certifications and to execute such instruments as
may be necessary to accomplish the delivery of the Bonds and
tc assure the investigation, examination, and approval
thereof by the Attorney General of the State of Texas and
their registration by the State Comptroller of Public
Acc-;unts. Upon registration of the Bonds, the Comptroller of
Public Accounts (or a deputy designated in writing to act for
him) shall be requested to sign manually the Comptroller's
Registration Certificate prescribed herein to be printed and
endorsed on each Bond and the seal of the Comptroller shall
be impressed or printed or lithographed thereon. The Mayor
shall be further authorized to make such agreements with the
purchasers of the Bonds as may be necessary to assure that
the same will be delivered to such purchasers in accordance
with the terms of sale at the earliest practicable date after
the adoption of this ordinance.
SECTION 31:
OFFERING DOCUMENTS. The City Council hereby ratifies,
authorizes and approves, in connection with the sale of the
Bonds, the preparation and distribution of the Preliminary
Official Statement dated March 30, 1983, and a final Official
ScLi_ement substantially in the same form containing such
additional information as is contained in or authorized by
this ordinance.
SECTION 32:
FURTHER PROCEEDINGS. The Mayor, the City Secretary and
other appropriate officials of the City are hereby authorized
and directed to do any and all things necessary and/or con-
venient to carry out the terms and purposes of this ordinance.
SECTION 33:
SEVERABILITY. If any Section, paragraph, clause or
provision of this ordinance shall for any reason be held to
be invalid or unenforceable, the invalidity or unenforce-
ability of such Section, paragraph, clause or provision shall
not affect any of the remaining provisions of this ordinance.
SECTION 34:
OPEN MEETING. It is hereby found, determined and
declared that a sufficient written notice of the date, hour,
place and subject of the meeting of the City Council at which
this Ordinance was adopted was posted at a place convenient
and readily accessible at all times to the general public
at the City Hall of the City for the time required by law
preceding this meeting, as required by the Open Meetings Law,
Article 6252-17, Vernon's Texas Civil Statutes, as amended,
and that this meeting has been open to the public as required
by law at all times during which this ordinance and the
subject matter thereof has been discussed, considered and
formally acted upon. The City Council further ratifies,
approves and confirms such written notice and the contents
and posting thereof.
SECTION 35:
DECLARATION OF EMERGENCY. It is hereby officially found
and determined that a case of emergency and urgent public
necessity exists which requires the holding of the meeting at
which this ordinance is passed and further requires that this
ordinance be passed finally and take effect immediately on
the date of its introduction, such emergency and urgent public
necessity being that the proceeds from the sale of the Bonds
are required as soon as possible and without delay for the
purposes set forth herein.
SECTION 36:
REPEALER. All orders, resolutions and ordinances, or
parts thereof, inconsistent herewith are hereby repealed to
the extent of such inconsistency.
PASSED AND APPROVED THIS 19th day of April, 1983.
Mayor
City of Huntsville, Texas
ATTEST:
City Secretary
City of Huntsville, Texas
APPROVED:
lot doekyvi
City Attorney
City of Huntsville, Texas
[SEAL]